SPX INTERNATIONAL ASSET MANAGEMENT LTD.
Adviser information for SPX INTERNATIONAL ASSET MANAGEMENT LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-126476 |
|---|---|
| SEC ERA File Number | 802-126476 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314616 |
| Legal Entity Identifier | 5493007GVJQHBIEAW822 |
Principal Office
1 NEW BURLINGTON PLACE4TH FLOOR
LONDON
United Kingdom
Monday - Friday, 8:00AM - 6:00PM
Tel: +44 (0)2039110640, Fax: None
Websites
Chief Compliance Officer
JAMES BRILLIANT
1 NEW BURLINGTON PLACE
4TH FLOOR
LONDON
United Kingdom
Tel:
+44 (0)2039110640
J**************@*************M
(Full email address available in API data)
Industry Affiliates
| SPX CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SPX CAPITAL MANAGEMENT SINGAPORE PTE. LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SPX GEST�O DE RECURSOS LTDA. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SPX PORTUGAL, SGOIC, S.A. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SPX PRIVATE EQUITY GEST�O DE RECURSOS LTDA. | Other investment adviser, including financial planners |
| SPX SOLU��ES DE INVESTIMENTOS LTDA. | Other investment adviser, including financial planners |
| SPX SYN GEST�O DE RECURSOS LTDA | Other investment adviser, including financial planners |
| SPXCREDIT GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPXMACRO GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPXPE BF GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPXPE BF GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPXPE GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPX CAPITAL HOLDING LTDA | Foreign Entity | – | SHAREHOLDER | 09/2015 | > 75% |
| DO AMARAL XAVIER, ROGERIO, RODRIGUES ESTEVINHA | Individual | – | DIRECTOR | 01/2016 | < 5% |
| Schneider, Daniel, De Moraes Lyra | Individual | – | DIRECTOR | 09/2015 | < 5% |
| Brilliant, James, Robin | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2017 | < 5% |
| DO AMARAL XAVIER, ROGERIO, RODRIGUES ESTEVINHA | Individual | SPX CAPITAL HOLDING LTDA | OWNER | 09/2015 | 25-50% |
| DE ANDRADE LINHARES, LEONARDO, NMN | Individual | SPX CAPITAL HOLDING LTDA | MANAGER | 09/2015 | |
| Parnes, Beny, NMN | Individual | SPX CAPITAL HOLDING LTDA | MANAGER | 06/2016 | |
| MAFRA DA GAMA, BRUNO, NMN | Individual | SPX CAPITAL HOLDING LTDA | MANAGER | 06/2016 | |
| PRADO PIRES ALBUQUERQUE, KATHERINE, NMN | Individual | SPX CAPITAL HOLDING LTDA | MANAGER | 07/2019 | |
| Pandolfi da Silveira, Bruno, NMN | Individual | – | DIRECTOR | 11/2016 | < 5% |