Hedge Fund Database

EC MANAGEMENT SERVICES, LLC

Adviser information for EC MANAGEMENT SERVICES, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services –
Compensation –

Identifiers

SEC RIA File Number 802-126519
SEC ERA File Number 802-126519
SEC CIK Numbers None
SEC CRD Numbers 159891
Legal Entity Identifier None

Principal Office

6300 BRIDGEPOINT PARKWAY
BLDG 1, SUITE 480
AUSTIN
TX
United States
Monday - Friday, 9AM - 5PM
Tel: 512-651-2109, Fax: None

Websites

www.escalatecapital.com/

Chief Compliance Officer

None

Industry Affiliates

ESCALATE CAPITAL GP IV, LLC Sponsor, GP, manager of pooled investment vehicles
ESCALATE CAPITAL MANAGEMENT I Sponsor, GP, manager of pooled investment vehicles
ESCALATE SBIC CAPITAL MANAGEMENT III, LLC Sponsor, GP, manager of pooled investment vehicles
ESCALATE SBIC CAPITAL MANAGEMENT, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ESCALATE CAPITAL I, L.P. Private Equity Fund $0.0M $0.1M 27
ESCALATE CAPITAL IV, LP Private Equity Fund $283.0M $0.1M 23
ESCALATE CAPITAL PARTNERS SBIC I, L.P. Private Equity Fund $1.9M $0.1M 3
ESCALATE CAPITAL PARTNERS SBIC III, LP Private Equity Fund $67.1M $0.1M 6

Control Persons

Name Type Entity Title Since Ownership
SCHELL, WILLIAM, ANTHONY Individual – SHAREHOLDER AND MANAGING DIRECTOR, EC MANAGEMENT SERVICES, LLC 05/2005 25-50%
COCKRELL, JAMES, ROSS Individual – SHAREHOLDER AND MANAGING DIRECTOR, EC MANAGEMENT SERVICES, LLC 05/2005 25-50%
BRADSHAW, LAWRENCE, RYAN Individual – CHIEF OPERATING OFFICER, EC MANAGEMENT SERVICES, LLC 01/2024 < 5%
EC MANAGEMENT I, L.P. Domestic Entity – GENERAL PARTNER, ESCALATE CAPITAL MANAGEMENT I 05/2005 50-75%
AV-EC PARTNERS I, L.P. Domestic Entity – GENERAL PARTNER, ESCALATE CAPITAL MANAGEMENT I 05/2005 50-75%
SCHELL, WILLIAM, ANTHONY Individual – MEMBER AND MANAGER, ESCALATE SBIC CAPITAL MANAGEMENT, LLC 06/2010 10-25%
COCKRELL, JAMES, ROSS Individual – MEMBER AND MANAGER, ESCALATE SBIC CAPITAL MANAGEMENT, LLC 06/2010 10-25%
JAMES, SIMON, PATRICK Individual – MEMBER, ESCALATE SBIC CAPITAL MANAGEMENT, LLC 06/2010 10-25%
ARAGONA, JOSEPH, CHARLES Individual – MEMBER, ESCALATE SBIC CAPITAL MANAGEMENT, LLC 06/2010 10-25%
DEANGELIS, KENNETH, PAUL Individual – MEMBER, ESCALATE SBIC CAPITAL MANAGEMENT, LLC 06/2010 10-25%
ESCALATE CAPITAL MANAGEMENT CO., L.L.C. Domestic Entity EC MANAGEMENT, L.P. GENERAL PARTNER 05/2005
SCHELL, WILLIAM, ANTHONY Individual EC MANAGEMENT I, L.P. LIMITED PARTNER 05/2005 25-50%
COCKRELL, JAMES, ROSS Individual EC MANAGEMENT I, L.P. LIMITED PARTNER 05/2005 25-50%
AV-EC PARTNERS I, LLC Domestic Entity AV-EC PARTNERS I, L.P. GENERAL PARTNER 05/2005
SCHELL, WILLIAM, ANTHONY Individual ESCALATE CAPITAL MANAGEMENT CO., L.L.C MEMBER AND MANAGER 05/2005 50-75%
COCKRELL, JAMES, ROSS Individual ESCALATE CAPITAL MANAGEMENT CO., L.L.C. MEMBER AND MANAGER 05/2005 50-75%
ARAGONA, JOSEPH, CHARLES Individual AV-EC PARTNERS I, LLC MEMBER AND MANAGER 05/2005 25-50%
DEANGELIS, KENNETH, PAUL Individual AV-EC PARTNERS I, LLC MEMBER AND MANAGER 05/2005 25-50%
THORNTON, JOHN, DOUGLAS Individual AV-EC PARTNERS I, LLC MEMBER 05/2005 25-50%
WESNER, BLAINE, FLEMING Individual AV-EC PARTNERS I, LLC MEMBER 05/2005 25-50%
SCHELL, WILLIAM, ANTHONY Individual – MEMBER AND MANAGER, ESCALATE SBIC CAPITAL MANAGEMENT III, LLC 09/2014 25-50%
COCKRELL, JAMES, ROSS Individual – MEMBER AND MANAGER, ESCALATE SBIC CAPITAL MANAGEMENT III, LLC 09/2014 25-50%
JULICH, CHRISTOPHER, MICHAEL Individual – MEMBER AND MANAGER, ESCALATE SBIC CAPITAL MANAGEMENT III, LLC 09/2014 10-25%
JAMES, SIMON, PATRICK Individual – MEMBER, ESCALATE SBIC CAPITAL MANAGEMENT III, LLC 09/2014 5-10%
HALL, CHRISTOPHER, THOMAS Individual – MEMBER, ESCALATE SBIC CAPITAL MANAGEMENT III, LLC 09/2017 < 5%
LEAVITT, LEWIS, A Individual – MEMBER, ESCALATE SBIC CAPITAL MANAGEMENT III, LLC 09/2017 < 5%
SCHELL, WILLIAM, ANTHONY Individual – MEMBER AND MANAGER, ESCALATE CAPITAL GP IV, LLC 01/2021 25-50%
COCKRELL, JAMES, ROSS Individual – MEMBER AND MANAGER, ESCALATE CAPITAL GP IV, LLC 01/2021 25-50%
JULICH, CHRISTOPHER, MICHAEL Individual – MEMBER AND MANAGER, ESCALATE CAPITAL GP IV, LLC 01/2021 25-50%
JAMES, SIMON, PATRICK Individual – MEMBER AND MANAGER, ESCALATE CAPITAL GP IV, LLC 01/2021 5-10%
BRADSHAW, LAWRENCE, RYAN Individual – MEMBER, ESCALATE CAPITAL GP IV, LLC 01/2021 < 5%
HALL, CHRISTOPHER, THOMAS Individual – MEMBER, ESCALATE CAPITAL GP IV, LLC 01/2021 < 5%
Wood, Travis Individual – MEMBER, ESCALATE CAPITAL GP IV, LLC 01/2021 5-10%
JULICH, CHRISTOPHER, MICHAEL Individual – SHAREHOLDER AND MANAGING DIRECTOR, EC MANAGEMENT SERVICES, LLC 08/2022 25-50%
LOZANO, KOKILAPRIYA, MUTHUKUMAR Individual – MEMBER, ESCALATE CAPITAL GP IV, LLC 06/2021 < 5%
Scher, Brendan Individual – MEMBER, ESCALATE CAPITAL GP IV, LLC 01/2021 < 5%

No. Employees, Historic

00020222023202420250 on 8/8/20220 on 10/18/20220 on 3/31/20230 on 3/27/2024