WOLVER HILL ASSET MANAGEMENT ASIA LIMITED
Adviser information for WOLVER HILL ASSET MANAGEMENT ASIA LIMITED last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-126537 |
|---|---|
| SEC ERA File Number | 802-126537 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321996 |
| Legal Entity Identifier | 254900RFA0Y057158N51 |
Principal Office
15/F LKF 29, 29 WYNDHAM STREET, CENTRALHONG KONG
Hong Kong
Monday - Friday, 9AM TO 6PM
Tel: +852 3678 0678, Fax: +852 3678 0666
Chief Compliance Officer
YU PUI MAN SHARON
CHIEF OPERATING OFFICER
15/F LKF 29
29 WYNDHAM STREET, CENTRAL
HONG KONG
Hong Kong
Tel:
+852 3678 0678
Fax:
+852 3678 0666
S********@*************M
(Full email address available in API data)
Industry Affiliates
| ROGERS INVESTMENT ADVISORS K.K. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WOLVER HILL ADVISORS, LLC | Other investment adviser, including financial planners |
| WOLVER HILL CONSULTING AND RESEARCH | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AQUA LAKE FUND | Hedge Fund | $12.5M | $1.0M | 8 |
| WHAMAL-220801 | Hedge Fund | $6,869.9M | $10.0M | 415 |
| WHAMAL-220802 | Hedge Fund | $4,175.4M | $1.0M | 175 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PELLUCID PRAXIS LIMITED | Foreign Entity | – | OWNER | 02/2014 | > 75% |
| ROGERS, EDWARD, JAMES | Individual | PELLUCID PRAXIS LIMITED | DIRECTOR & OWNER | 02/2014 | > 75% |
| Mand, Sandeep, Singh | Individual | – | MANAGING DIRECTOR & RESPONSIBLE OFFICER | 08/2017 | < 5% |
| ROGERS, EDWARD, JAMES | Individual | – | CHIEF EXECUTIVE OFFICER, DIRECTOR & RESPONSIBLE OFFICER | 02/2014 | > 75% |
| Yu, Pui Man Sharon | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & RESPONSIBLE OFFICER | 06/2020 | < 5% |
| UMANTZ, LEONARD | Individual | – | RESPONSIBLE OFFICER | 05/2014 | < 5% |