MARSHALL WACE SINGAPORE PTE. LTD.
Adviser information for MARSHALL WACE SINGAPORE PTE. LTD. last updated from Form ADV on May 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | FEBRUARY |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-126606 |
|---|---|
| SEC ERA File Number | 802-126606 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322296 |
| Legal Entity Identifier | 213800WK11SJFK6S7144 |
Principal Office
18 ROBINSON ROAD #27-01SINGAPORE 048547
SINGAPORE
Singapore
Monday - Friday, 8:00 - 5:00
Tel: +65 6929 0710, Fax: None
Websites
Chief Compliance Officer
WARREN FU
18 ROBINSON ROAD #27-01
SINGAPORE 048547
SINGAPORE
Singapore
Tel:
+65 6929 0809
W***@*******M
(Full email address available in API data)
Industry Affiliates
| MARSHALL WACE ASIA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MARSHALL WACE LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MARSHALL WACE NORTH AMERICA L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEARCE, CHRISTOPHER | Individual | – | CO-CHIEF EXECUTIVE OFFICER AND NON-EXECUTIVE DIRECTOR | 02/2020 | < 5% |
| MANSOUR, CHARLES, MARCUS | Individual | – | CO-CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR | 10/2021 | < 5% |
| MW LTD | Foreign Entity | – | SHAREHOLDER | 02/2020 | > 75% |
| Fu, Warren | Individual | – | CHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR | 08/2021 | < 5% |
| MW GROUP LP | Foreign Entity | MW LTD | SHAREHOLDER | 10/2015 | > 75% |
| MW GROUP (GP) LTD | Foreign Entity | MW GROUP LP | SHAREHOLDER & GENERAL PARTNER | 10/2015 | 25-50% |
| KAPPA HOLDINGS LTD. | Foreign Entity | MW GROUP (GP) LTD | SHAREHOLDER | 10/2015 | 25-50% |
| KKR GROUP PARTNERSHIP L.P. | Foreign Entity | KAPPA HOLDINGS LTD. | SHAREHOLDER | 10/2009 | > 75% |
| KKR GROUP HOLDING CORP. | Domestic Entity | KKR GROUP PARTNERSHIP L.P. | SHAREHOLDER & GENERAL PARTNER | 07/2018 | 50-75% |
| KKR GROUP CO. INC. | Domestic Entity | KKR GROUP HOLDING CORP. | SHAREHOLDER | 05/2022 | > 75% |
| KKR & CO. INC. | Domestic Entity | KKR GROUP CO. INC. | SHAREHOLDER | 05/2022 | > 75% |
| KKR MANAGEMENT LLP | Domestic Entity | KKR & CO. INC. | SHAREHOLDER | 05/2022 | > 75% |
| Musgrave, Claire, Jayne | Individual | – | DIRECTOR | 09/2022 | < 5% |