STERLING ROAD

STERLING ROAD MANAGEMENT COMPANY, LLC Legal Name

Adviser information for STERLING ROAD last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-126739
SEC ERA File Number 802-126739
SEC CIK Numbers None
SEC CRD Numbers 321070, 321070
Legal Entity Identifier None

Principal Office

1388 GOUGH ST, APT 1108
SAN FRANCISCO
CA
United States
Monday - Friday, 9-5
Tel: 415-496-6935, Fax: None

Chief Compliance Officer

None

Industry Affiliates

STERLING ROAD I GP, LLC Sponsor, GP, manager of pooled investment vehicles
STERLING ROAD II GP, LLC Sponsor, GP, manager of pooled investment vehicles
STERLING ROAD III GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SR GLDN SPV I, LLC Venture Capital Fund $0.7M $0.0M 3
STERLING ROAD 2, LP Venture Capital Fund $9.2M $0.0M 38
STERLING ROAD 3, LP Venture Capital Fund $7.8M $0.0M 40
STERLING ROAD I, LP Venture Capital Fund $4.3M $0.0M 27
STRLNG RD HYDR 1, LLC Venture Capital Fund $0.6M $0.0M 7
STRLNG RD KTE 1, LLC Venture Capital Fund $0.5M $0.0M 7
STRLNG RD PUZZL, LLC Venture Capital Fund $0.3M $0.0M 7

Control Persons

Name Type Entity Title Since Ownership
RUST, ASHLEY Individual MANAGING PARTNER 03/2017 > 75%

No. Employees, Historic

00020222023202420250 on 9/14/20220 on 3/21/20230 on 2/13/2024