DV INVESTMENT MANAGEMENT, LLC
Adviser information for DV INVESTMENT MANAGEMENT, LLC last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-126811 |
|---|---|
| SEC ERA File Number | 802-126811 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311682 |
| Legal Entity Identifier | None |
Principal Office
425 S. FINANCIAL PLACESUITE 2800
CHICAGO
IL
United States
Monday - Friday, 8AM - 5PM
Tel: 312-663-7111, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| DV CAPITAL ADVISORS, LLC | Commodity pool operator or commodity trading advisor |
| DV SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DV CRYPTO VC FUND I, LP | VC FUND | $5.3M | $0.1M | 8 |
| DV PRIVATE INVESTMENTS FUND II, LLC | Private Equity Fund | $50.8M | $0.3M | 44 |
| DV PRIVATE INVESTMENTS, LLC | Private Equity Fund | $53.2M | $0.3M | 31 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DVIM HOLDINGS, LP | Domestic Entity | – | SOLE DIRECT OWNER | 01/2023 | > 75% |
| DV TRADING INC. | Domestic Entity | DVIM HOLDINGS, LP | MEMBER | 05/2022 | 25-50% |
| DV HOLDINGS LTD | Domestic Entity | DV TRADING INC. | MEMBER | 06/2014 | > 75% |
| DV CANADA HOLDINGS PARTNERSHIP | Domestic Entity | DV HOLDINGS LTD | MEMBER | 09/2022 | > 75% |
| Verbrugge, Dino, Titiaan | Individual | DV CANADA HOLDINGS PARTNERSHIP | GENERAL PARTNERSHIP | 09/2022 | > 75% |
| JSV TRADING INC. | Domestic Entity | DVIM HOLDINGS, LP | MEMBER | 05/2022 | 25-50% |
| JSV INVESTMENTS LLC | Domestic Entity | JSV TRADING INC. | MEMBER | 12/2022 | > 75% |
| JONATHAN VEGOSEN 2022 BENEFICIARY DEFECTIVE IRREVOCABLE TRUST F/B/O JARED VEGOSEN | Domestic Entity | JSV INVESTMENTS LLC | INVESTMENT TRUSTEE | 12/2022 | > 75% |
| VEGOSEN, JARED, STEINBERG | Individual | – | CO-FOUNDER | 05/2020 | < 5% |
| Horgan, Richard, John | Individual | – | CHIEF FINANCIAL OFFICER | 05/2020 | < 5% |
| DEVLIN, KEVIN, W | Individual | – | HEAD OF OPERATIONS | 06/2022 | < 5% |