INNOVATION GROWTH VENTURES CO., LTD.
Adviser information for INNOVATION GROWTH VENTURES CO., LTD. last updated from Form ADV on June 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Japan |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | A FIRM ENGAGING IN SELF-OFFERING OF PARTNERSHIP-TY |
Identifiers
| SEC RIA File Number | 802-126843 |
|---|---|
| SEC ERA File Number | 802-126843 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322004 |
| Legal Entity Identifier | None |
Principal Office
1-9-1 MARUNOUCHICHIYODA-KU, TOKYO
Japan
Monday - Friday, 8:40 AM - 5:10 PM
Tel: +81-3-5555-6402, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| DAIWA CORPORATE INVESTMENT CO., LTD. | Sponsor, GP, manager of pooled investment vehicles |
| DAIWA SECURITIES CO. LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SONY VENTURES CORPORATION | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INNOVATION GROWTH FUND I L.P. | Venture Capital Fund | $97.3M | $8.2M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SONY GROUP CORPORATION | Foreign Entity | – | SHAREHOLDER | 03/2019 | 50-75% |
| DAIWA INVESTMENT MANAGEMENT CO., LTD. | Foreign Entity | – | SHAREHOLDER | 03/2019 | 50-75% |
| TSUCHIKAWA, GEN, NMN | Individual | – | REPRESENTATIVE DIRECTOR | 09/2021 | < 5% |
| hosoi, takehito, NMN | Individual | – | REPRESENTATIVE DIRECTOR | 09/2021 | < 5% |
| suzuki, daisuke, NMN | Individual | – | DIRECTOR | 09/2021 | < 5% |
| nagasawa, kumikon, NMN | Individual | – | DIRECTOR | 10/2021 | < 5% |
| DAIWA INVESTMENT MANAGEMENT CO., LTD. | Foreign Entity | DAIWA INVESTMENT MANAGEMENT CO., LTD. | SHAREHOLDER | 07/2015 | 25-50% |
| DAIWA SECURITIES GROUP | Foreign Entity | DAIWA INVESTMENT MANAGEMENT CO., LTD. | SHAREHOLDER | 10/2009 | 25-50% |