LIGHTROCK LLP
Adviser information for LIGHTROCK LLP last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-126846 |
|---|---|
| SEC ERA File Number | 802-126846 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323745 |
| Legal Entity Identifier | N/A |
Principal Office
1 EAGLE PLACELONDON
United Kingdom
Monday - Friday, 9:00 AM - 5:00 PM
Tel: +44 020 7173 4300, Fax: None
Chief Compliance Officer
MARK PLEANER
1 EAGLE PLACE
LONDON
United Kingdom
Tel:
+44 079189 38645
M***@************M
(Full email address available in API data)
Industry Affiliates
| LCIF GP S.A R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LIGHTROCK GESTORA DE RECURSOS LTDA | Other investment adviser, including financial planners |
| LIGHTROCK INVESTMENT ADVISORS INDIA PTE LTD | Other investment adviser, including financial planners |
| LIGHTROCK KENYA LTD | Other investment adviser, including financial planners |
| LIGHTROCK OFFSHORE GP LTDA | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| IMPACT VENTURES S.A., SICAV-SIF | Private Equity Fund | $24.4M | $0.0M | 13 |
| LIGHTROCK CLIMATE IMPACT FUND SCSP | Private Equity Fund | $946.3M | $0.1M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Grant, Peter | Individual | – | CHIEF LEGAL OFFICER | 01/2019 | < 5% |
| Pleaner, Mark | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| Bakatina, Daria | Individual | – | CHIEF FINANCIAL OFFICER & LLP MEMBER | 12/2020 | < 5% |
| LIGHTROCK UK HOLDINGS LTD | Domestic Entity | – | LLP MEMBER | 11/2021 | > 75% |
| Bone, Kevin | Individual | – | LLP MEMBER | 12/2017 | < 5% |
| Hursever, Sakip-Umur | Individual | – | LLP MEMBER | 03/2019 | < 5% |
| Sjatil, Pal Erik | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2020 | < 5% |
| LIGHTROCK HOLDING AG | Foreign Entity | LIGHTROCK UK HOLDINGS LTD | SHAREHOLDER | 09/2020 | > 75% |
| LIGHTROCK INTERNATIONAL AG | Foreign Entity | LIGHTROCK HOLDING AG | SHAREHOLDER | 10/2020 | > 75% |
| STIFTUNG FURST LIECHTENSTEIN III | Foreign Entity | LIGHTROCK INTERNATIONAL AG | SHAREHOLDER | 10/2020 | > 75% |
| Von und zu Liechtenstein, Hans-Adam II | Individual | STIFTUNG FURST LIECHTENSTEIN III | BENEFICIARY | 08/2013 |