BROAD REACH INVESTMENT MANAGEMENT (US) LLC
Adviser information for BROAD REACH INVESTMENT MANAGEMENT (US) LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-126852 |
|---|---|
| SEC ERA File Number | 802-126852 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323661 |
| Legal Entity Identifier | 213800UPF19ALFB87T11 |
Principal Office
1185 AVENUE OF THE AMERICASNEW YORK
NY
United States
Monday - Friday, 09:00-17:30
Tel: +1 646 222 9550, Fax: None
Websites
Chief Compliance Officer
STUART RAMSAY MCKAY
CHIEF FINANCIAL OFFICER
50 GREAT MARLBOROUGH STREET
LONDON
United Kingdom
Tel:
0044 20 7531 247
S*@****************M
(Full email address available in API data)
Industry Affiliates
| BROAD REACH GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| BROAD REACH INVESTMENT MANAGEMENT LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROAD REACH INVESTMENT MANAGEMENT LLP | Foreign Entity | – | OWNER, LIMITED COMPANY | 09/2022 | > 75% |
| Bradley, Wickens, James | Individual | BROAD REACH INVESTMENT MANAGEMENT LLP | OWNER, PARTNER,CHIEF INVESTMENT OFFICER | 02/2016 | 50-75% |
| Remiao, Paulo, Cesar | Individual | BROAD REACH INVESTMENT MANAGEMENT LLP | PARTNER | 02/2016 | |
| Steel, Edward, Thomas | Individual | BROAD REACH INVESTMENT MANAGEMENT LLP | PARTNER, CHIEF OPERATING OFFICER, CHIEF RISK OFFICER | 08/2016 | |
| WORTH, DANIEL, ALAN | Individual | BROAD REACH INVESTMENT MANAGEMENT LLP | PARTNER | 10/2019 | |
| MCKAY, STUART, RAMSAY | Individual | BROAD REACH INVESTMENT MANAGEMENT LLP | CHIEF COMPLIANCE OFFICER | 11/2020 |