SONY VENTURES CORPORATION

Adviser information for SONY VENTURES CORPORATION last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End MARCH
Legal Location Japan

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities A FIRM ENGAGING IN SELF-OFFERING OF PARTNERSHIP-TY

Identifiers

SEC RIA File Number 802-126892
SEC ERA File Number 802-126892
SEC CIK Numbers None
SEC CRD Numbers 321945
Legal Entity Identifier None

Principal Office

1-7-1, MINATO MINAMI, MINATO-KU
TOKYO
Japan
Monday - Friday, 9:00 AM - 5:00 PM
Tel: +81-50-3807-0195, Fax: None

Chief Compliance Officer

None

Industry Affiliates

INNOVATION GROWTH VENTURES CO., LTD Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SONY INNOVATION FUND 3 L.P. Venture Capital Fund $199.7M $8.2M 21

Control Persons

Name Type Entity Title Since Ownership
SONY GROUP CORPORATION Foreign Entity SHAREHOLDER 07/2021 50-75%
TSUCHIKAWA, GEN, NMN Individual REPRESENTATIVE DIRECTOR 07/2021 < 5%
KORENAGA, HIROTOSHI Individual DIRECTOR 07/2021 < 5%
HORII, NAOYA Individual DIRECTOR 07/2021 < 5%

No. Employees, Historic

0002022202320240 on 10/17/20220 on 6/29/2023