JUNIPER INVESTMENT ADVISORS, LLC
Adviser information for JUNIPER INVESTMENT ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-126894 |
|---|---|
| SEC ERA File Number | 802-126894 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300788 |
| Legal Entity Identifier | None |
Principal Office
7001 N. SCOTTSDALE RD.SUITE 2050
SCOTTSDALE
AZ
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 480-840-8414, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| JIA LVPF MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| JIA PARTIE MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| JIA SALUCRO C-3 MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| JUNIPER BISHOPS MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| JUNIPER CAPITAL PARTNERS, LLC | Sponsor or syndicator of limited partnerships |
| ROBUS CAPITAL PARTNERS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| JIA LV PARTICIPATION FUND, LLC | Real Estate Fund | $9.3M | $0.1M | 49 |
| JIA PARTIE, LLC | Venture Capital Fund | $0.9M | $0.0M | 26 |
| JIA SALUCRO C-3 FUND, LLC | Venture Capital Fund | $0.9M | $0.0M | 12 |
| JUNIPER BISHOPS, LLC | Real Estate Fund | $35.7M | $0.3M | 3 |
| JUNIPER NEW MEXICO, LLC | Real Estate Fund | $30.3M | $0.1M | 24 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JENSEN, NICKOLAS, CHRISTIAN | Individual | – | GENERAL COUNSEL | 03/2019 | < 5% |
| JUNIPER REAL ESTATE LLC | Domestic Entity | – | SOLE MEMBER | 02/2019 | > 75% |
| KRYS, ALEJANDRO, JAVIER | Individual | ZAJOR CAPITAL, LLC | SOLE MEMBER | 04/2014 | > 75% |
| WOLF, JAY, ALEXANDER | Individual | FORESIGHT HOLDINGS, LLC | SOLE MEMBER | 04/2014 | > 75% |
| REALE, ARMAND, ANTHONY | Individual | THE REALE FAMILY TRUST | TRUSTEE | 08/2011 | |
| BAIN, LAWRENCE, DAVID | Individual | – | MANAGING PARTNER | 01/2020 | < 5% |
| WOLF, JAY, ALEXANDER | Individual | – | MANAGING PARTNER | 02/2019 | < 5% |
| KRYS, ALEJANDRO, JAVIER | Individual | – | MANAGING PARTNER | 02/2019 | < 5% |
| REALE, ARMAND, ANTHONY | Individual | – | MANAGING PARTNER | 02/2019 | < 5% |
| ZAJOR CAPITAL, LLC | Domestic Entity | JUNIPER REAL ESTATE LLC | MEMBER | 03/2018 | 25-50% |
| AVINA CORPORATION | Domestic Entity | JUNIPER REAL ESTATE LLC | MEMBER | 03/2018 | 25-50% |
| ROC TERRA (VEGAS) INC. | Domestic Entity | AVINA CORPORATION | SOLE SHAREHOLDER | 02/2019 | > 75% |
| ROC TERRA, INC. | Foreign Entity | ROC TERRA (VEGAS) INC. | SOLE SHAREHOLDER | 03/2018 | > 75% |
| THE REALE FAMILY TRUST | Domestic Entity | ROC TERRA, INC. | SOLE OWNER | 05/2017 | > 75% |
| FORESIGHT HOLDINGS, LLC | Domestic Entity | JUNIPER REAL ESTATE LLC | MEMBER | 03/2018 | 25-50% |
| MANSOOR, DANIEL, MOSHE | Individual | THE REALE FAMILY TRUST | TRUSTEE | 08/2011 | |
| MELBOURNE, JASON, ANTHONY | Individual | THE REALE FAMILY TRUST | TRUSTEE | 08/2011 |