CAPRICORN FUND MANAGERS LIMITED
Adviser information for CAPRICORN FUND MANAGERS LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
MALTA HOUSE, 36-38 PICCADILLY2ND FLOOR
LONDON
United Kingdom
Monday - Friday, 09:00 - 18:00 BST
Tel: +447823777086, Fax: None
Chief Compliance Officer
DARRYL NOIK
MALTA HOUSE, 36-38 PICCADILLY
2ND FLOOR
LONDON
United Kingdom
Tel:
+44 (0) 7917 838 117
D****@************************M
(Full email address available in API data)
Industry Affiliates
| INNOVATION INVESTMENT CAPITAL GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 10DYNAMICS MASTER FUND 1 LIMITED | Hedge Fund | $1.1M | $0.1M | 6 |
| ALL AFRICA FUND LTD | Hedge Fund | $57.1M | $1.0M | 14 |
| ANIM I LP | Private Equity Fund | $6.1M | $5.0M | 18 |
| BLACK CHORDS MASTER FUND LP | Hedge Fund | $22.5M | $0.1M | 13 |
| GENAVEST MASTER FUND LIMITED | Hedge Fund | $169.3M | $0.1M | 9 |
| HARA GLOBAL CAPITAL MASTER FUND 1 LTD | Private Equity Fund | $125.3M | $1.0M | 5 |
| NEW WAVE MASTER FUND LIMITED | Hedge Fund | $40.5M | $0.1M | 26 |
| QUANTUM QUBE CAV MASTER LP | Hedge Fund | $58.2M | $0.1M | 12 |
| SHIPROCK CAPITAL MASTER FUND LP | Private Equity Fund | $211.4M | $0.1M | 33 |
| SILVERSTRIPE I LP | Private Equity Fund | $76.4M | $0.1M | 1 |
| STARZ ORION CAPITAL LTD (GUERNSEY) | Hedge Fund | $6.8M | $0.0M | 2 |
| WEST 4 CAPITAL LP | Hedge Fund | $78.6M | $0.1M | 267 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CV5 LIMITED | Foreign Entity | – | SHAREHOLDER | 06/2019 | 50-75% |
| CAPRICORN CAPITAL CINQUE TRUST | Foreign Entity | CV5 LIMITED | SHAREHOLDER | 03/2020 | > 75% |
| THESEUS (MONACO) S.A.R.L | Foreign Entity | CAPRICORN CAPITAL CINQUE TRUST | TRUSTEE | 03/2020 | |
| LEGACON TRUST ESTABLISHMENT | Foreign Entity | CAPRICORN CAPITAL CINQUE TRUST | TRUSTEE | 03/2020 | |
| Noik, Darryl | Individual | – | DIRECTOR, CRO, CCO | 05/2019 | 10-25% |
| Campion, Jonathan | Individual | – | DIRECTOR | 05/2019 | 10-25% |
| Stoelker, Lynda | Individual | – | COO | 02/2022 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| CONTEXTLOGIC CL A ORD | CL A NEW | 96K | 17K | NONE |
| EXPRO GROUP HOLDINGS ORD | COM | 229K | 10K | NONE |
| Talos Energy | COM | 243K | 20K | NONE |
| International Seaways | COM | 296K | 5K | NONE |
| GE VERNOVA LLC | COM | 317K | 2K | NONE |
| RAMACO RESOURCES CL B ORD | COM CL B | 338K | 31K | NONE |
| Scorpio Tankers | SHS | 406K | 5K | NONE |
| Ramaco Resources | COM CL A | 561K | 45K | NONE |
| Global X Uranium ETF | GLOBAL X URANIUM | 578K | 20K | NONE |
| ARDMORE SHIPPING Corp | COM | 676K | 30K | NONE |
| Advance Auto Parts | COM | 678K | 11K | NONE |
| Noble Corp | ORD SHS A | 714K | 16K | NONE |
| Teck Resources Limited | CL B | 719K | 15K | NONE |
| Newmont Corp | COM | 770K | 18K | NONE |
| Canadian Pacific Railway | COM | 775K | 10K | NONE |
| Apollo Global Management | COM | 831K | 7K | NONE |
| Kosmos Energy Ltd | COM | 870K | 157K | NONE |
| Netflix | COM | 877K | 1K | NONE |
| General Motors Company | COM | 909K | 20K | NONE |
| ProPetro Holding Corp | COM | 979K | 113K | NONE |
| VanEck Gold Miners ETF | GOLD MINERS ETF | 984K | 29K | NONE |
| American Express Company | COM | 1M | 4K | NONE |
| Tidewater | COM | 1M | 11K | NONE |
| Booking Holdings | COM | 1M | 290 | NONE |
| General Electric Company | COM NEW | 1M | 7K | NONE |
| Walt Disney Company (The) | COM | 1M | 13K | NONE |
| Microsoft Corp | COM | 1M | 3K | NONE |
| Hilton Worldwide Holdings | COM | 1M | 6K | NONE |
| Peabody Energy Corp | COM | 1M | 61K | NONE |
| Novo-Nordisk A/S | ADR | 1M | 10K | NONE |
| IRSA Inversiones y Representaciones SA | SPON GDS ECH 10 | 2M | 199K | NONE |
| East West Bancorp | COM | 2M | 24K | NONE |
| SPDR S&P 600 SMALL CAP VALUE ETF | S&P 600 SMCP VAL | 2M | 28K | NONE |
| VeriSign | COM | 2M | 13K | NONE |
| PAGAYA TECH CL A ORD | CL A NEW | 2M | 180K | NONE |
| Procter & Gamble Company | COM | 3M | 17K | NONE |
| VISA | COM CL A | 3M | 11K | NONE |
| Berkshire Hathaway | CL A | 3M | 5 | NONE |
| RealReal (The) | COM | 3M | 1M | NONE |
| Amazon.com | COM | 4M | 19K | NONE |
| Chewy | CL A | 4M | 138K | NONE |
| PayPal Holdings | COM | 4M | 73K | NONE |
| ABBVIE | COM | 4M | 25K | NONE |
| Linde plc | SHS | 4M | 10K | NONE |
| Unitedhealth Group | COM | 4M | 9K | NONE |
| McDonald's Corp | COM | 4M | 18K | NONE |
| Chevron Corp | COM | 5M | 30K | NONE |
| Union Pacific Corp | COM | 5M | 21K | NONE |
| Alphabet Inc - Class A | CAP STK CL A | 5M | 28K | NONE |
| Bank of America Corp | COM | 6M | 140K | NONE |
| Pfizer | COM | 6M | 207K | NONE |
| Berkshire Hathaway | CL B NEW | 8M | 19K | NONE |
| Johnson & Johnson | COM | 8M | 54K | NONE |
| Meta Platforms | CL A | 8M | 16K | NONE |
| JSC KASPI GLOBAL SPON ADS REP ORD | SPONSORED ADS | 16M | 128K | NONE |