ARCTERN VENTURES
ARCTERN GLOBAL INC. Legal Name
Adviser information for ARCTERN VENTURES last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-126930 |
|---|---|
| SEC ERA File Number | 802-126930 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323007 |
| Legal Entity Identifier | None |
Principal Office
2 BLOOR STREET W, SUITE 504TORONTO, ONTARIO
Canada
Monday - Friday, 9AM-5PM
Tel: 416-728-8240, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| ARCTERN II GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| ARCTERN III GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| ARCTERN VENTURES | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARCTERN VENTURES FUND II (NR) LP | Venture Capital Fund | $24.2M | $0.0M | 12 |
| ARCTERN VENTURES FUND III (NR) LP | Venture Capital Fund | $44.1M | $0.0M | 66 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| McCaig, Murray | Individual | – | DIRECTOR AND MANAGING PARTNER OF ARCTERN GLOBAL INC. | 05/2022 | < 5% |
| WANLESS PARK VENTURES INC. | Foreign Entity | – | SHAREHOLDER OF ARCTERN GLOBAL INC. | 05/2022 | 50-75% |
| J&K LEASIDE HOLDINGS INC. | Foreign Entity | – | SHAREHOLDER OF ARCTERN GLOBAL INC. | 05/2022 | 50-75% |
| FAUCHER, MARC | Individual | – | DIRECTOR AND MANAGING PARTNER OF ARCTERN GLOBAL INC. | 05/2022 | < 5% |
| McCaig, Murray | Individual | – | DIRECTOR AND MANAGING PARTNER OF ARCTERN III GP INC. | 05/2022 | < 5% |
| FAUCHER, MARC | Individual | – | DIRECTOR AND MANAGING PARTNER OF ARCTERN III GP INC. | 05/2022 | < 5% |
| WANLESS PARK VENTURES INC. | Foreign Entity | – | SHAREHOLDER OF ARCTERN III GP INC. | 05/2022 | 50-75% |
| J&K LEASIDE HOLDINGS INC. | Foreign Entity | – | SHAREHOLDER OF ARCTERN III GP INC. | 05/2022 | 50-75% |
| McCaig, Murray | Individual | WANLESS PARK VENTURES INC. | SHAREHOLDER | 08/2018 | 50-75% |
| FAUCHER, MARC | Individual | J&K LEASIDE HOLDINGS INC. | SHAREHOLDER | 10/2020 | > 75% |
| Rand, Tom | Individual | – | DIRECTOR AND MANAGING PARTNER OF ARCTERN II GP INC. | 08/2018 | < 5% |
| McCaig, Murray | Individual | – | DIRECTOR AND MANAGING PARTNER OF ARCTERN II GP INC. | 08/2018 | < 5% |
| WANLESS PARK VENTURES INC. | Foreign Entity | – | SHAREHOLDER OF ARCTERN II GP INC. | 08/2018 | 50-75% |
| LITTLE MONKEY INVESTMENTS INC. | Foreign Entity | – | SHAREHOLDER OF ARCTERN II GP INC. | 08/2018 | 50-75% |
| Rand, Tom | Individual | LITTLE MONKEY INVESTMENTS INC. | SHAREHOLDER | 08/2018 | > 75% |
| Rand, Tom | Individual | – | DIRECTOR AND MANAGING PARTNER OF ARCTERN PARTNERS INC. | 08/2018 | < 5% |
| McCaig, Murray | Individual | – | DIRECTOR AND MANAGING PARTNER OF ARCTERN PARTNERS INC. | 08/2018 | < 5% |
| WANLESS PARK VENTURES INC. | Foreign Entity | – | SHAREHOLDER OF ARCTERN PARTNERS INC. | 08/2018 | 50-75% |
| LITTLE MONKEY INVESTMENTS INC. | Foreign Entity | – | SHAREHOLDER OF ARCTERN PARTNERS INC. | 08/2018 | 50-75% |