ALPINE INVESTMENT MANAGEMENT LIMITED

Adviser information for ALPINE INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End DECEMBER
Legal Location Hong Kong

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-126935
SEC ERA File Number 802-126935
SEC CIK Numbers 1964631
SEC CRD Numbers 323490
Legal Entity Identifier 254900GR3ZPTU6OGKP89

Principal Office

SUITE 3405-06, TWO PACIFIC PLACE
88 QUEENSWAY, ADMIRALTY
HONG KONG
Hong Kong
Monday - Friday, 9AM - 6PM
Tel: 852 3643 0192, Fax: None

Chief Compliance Officer

YI FAN
SUITE 3405-06, TWO PACIFIC PLACE
88 QUEENSWAY, ADMIRALTY
HONG KONG
Hong Kong
Tel: 852 3643 0192
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ALPINE FLAGSHIP FUND Hedge Fund $899.6M $0.1M 126

Control Persons

Name Type Entity Title Since Ownership
SONG, TONY TIANYUAN Individual SHAREHOLDER AND DIRECTOR 04/2022 > 75%
Fan, Yi Individual CHIEF EXECUTIVE OFFICER 04/2022 < 5%
LEE, CHING FREDERICK Individual HEAD OF OPERATIONS 04/2022 < 5%

No. Employees, Historic

00020222023202420250 on 10/25/20220 on 3/29/20230 on 3/27/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC CALL 20M 1K
ALIBABA GROUP HLDG LTD SPONSORED ADS 48M 660K
ALIBABA GROUP HLDG LTD CALL 144M 20K
ARRAY TECHNOLOGIES INC COM SHS 8M 750K
FULL TRUCK ALLIANCE CO LTD SPONSORED ADS 7M 842K
HELLO GROUP INC ADS 21M 4M
LAS VEGAS SANDS CORP COM 18M 417K
MICRON TECHNOLOGY INC COM 33M 250K
NEW ORIENTAL ED & TECHNOLOGY SPON ADR 45M 580K
PDD HOLDINGS INC SPONSORED ADS 80M 605K
PDD HOLDINGS INC CALL 281M 21K
TAIWAN SEMICONDUCTOR MFG LTD CALL 43M 3K