BRUCE S. BRICKMAN & ASSOCIATES, INC.
Adviser information for BRUCE S. BRICKMAN & ASSOCIATES, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-126992 |
|---|---|
| SEC ERA File Number | 802-126992 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156653 |
| Legal Entity Identifier | None |
Principal Office
ONE GREENWICH OFFICE PARKSUITE 175
GREENWICH
CT
United States
Monday - Friday, 8:30-5:30 PM
Tel: (212) 541-5500, Fax: None
Chief Compliance Officer
MIKE ESQUENAZI
CHIEF COMPLIANCE OFFICER
ONE GREENWICH OFFICE PARK
SUITE 175
GREENWICH
CT
United States
Tel:
(212) 541-5500
M*********@*************M
(Full email address available in API data)
Industry Affiliates
| BRICKMAN CO-INVESTMENT FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BRICKMAN CO-INVESTMENT MANAGER, LLC | Other investment adviser, including financial planners |
| BRICKMAN FUND V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BRICKMAN FUND VI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BRICKMAN FUND VII GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BRICKMAN MANAGER V, LLC | Other investment adviser, including financial planners |
| BRICKMAN MANAGER VI, LLC | Other investment adviser, including financial planners |
| BRICKMAN MANAGER VII LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ESQUENAZI, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER, TREASURER | 02/2012 | < 5% |
| BRICKMAN, BRUCE, STUART | Individual | – | PRESIDENT, SHAREHOLDER | 01/1993 | > 75% |