WARWICK CAPITAL CLO MANAGEMENT LLC
WARWICK CAPITAL CLO MANAGEMENT LLC - SERIES 1- MANAGEMENT SERIES Legal Name
Adviser information for WARWICK CAPITAL CLO MANAGEMENT LLC last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Other (specify) |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Identifiers
SEC RIA File Number | 802-126995 |
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SEC ERA File Number | 802-126995 |
SEC CIK Numbers | None |
SEC CRD Numbers | 323630 |
Legal Entity Identifier | None |
Principal Office
677 WASHINGTON BOULEVARDSTAMFORD
CT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 917-828-2630, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
WARWICK CAPITAL CLO 1 LTD | Securitized Asset Fund | $72.8M | $0.3M | 39 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WARWICK CAPITAL PARTNERS (US) LP | Domestic Entity | – | SOLE MEMBER OF SERIES 1 - MANAGEMENT SERIES | 06/2022 | > 75% |
WOODFORD, RALPH | Individual | – | MANAGER | 06/2022 | < 5% |
BURGESS, IAN, JEFFREY | Individual | WARWICK CAPITAL PARTNERS (US) LP | PARTNER | 03/2022 | 50-75% |
MATTERA, ALFREDO, SALVATORE | Individual | WARWICK CAPITAL PARTNERS (US) LP | PARTNER | 03/2022 | 50-75% |
SWEETING, TIMOTHY, GUY | Individual | – | MANAGER | 06/2022 | < 5% |
HEAPS, PETER, ANTHONY | Individual | – | MANAGER | 06/2022 | < 5% |