PELOTON CAPITAL MANAGEMENT INC.
Adviser information for PELOTON CAPITAL MANAGEMENT INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127008 |
|---|---|
| SEC ERA File Number | 802-127008 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323826 |
| Legal Entity Identifier | None |
Principal Office
8 KING STREET EAST, SUITE 1100TORONTO, ONTARIO
Canada
Monday - Friday, 8:30AM - 5PM
Tel: 647-957-8320, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| BILLYARD INSURANCE GROUP | Insurance company or agency |
| PCM GL HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PCM UNISON HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PELOTON CAPITAL MANAGEMENT | Sponsor, GP, manager of pooled investment vehicles |
| PELOTON CAPITAL MANAGEMENT | Sponsor, GP, manager of pooled investment vehicles |
| TRILOGY GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| UNISON RISK ADVISORS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PCM 123 SIDECAR PARALLEL FUND, L.P. | Private Equity Fund | $77.0M | $2.5M | 9 |
| PCM GL HOLDINGS, LP | HOLDING PARTNERSHIP | $55.0M | $0.0M | 10 |
| PCM PARALLEL FUND I, L.P. | Private Equity Fund | $5.1M | $0.1M | 11 |
| PCM PARALLEL FUND II, L.P. | Private Equity Fund | $1.7M | $0.1M | 6 |
| PCM UNISON HOLDINGS, LP | HOLDING PARTNERSHIP | $140.0M | $0.0M | 10 |
| TRILOGY HOLDING LP | HOLDING PARTNERSHIP | $31.3M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Murray, Michael, Allister | Individual | – | MANAGING PARTNER | 09/2018 | < 5% |
| Faraone, Steven, Tommaso | Individual | – | MANAGING PARTNER | 09/2018 | < 5% |
| Nestor, Nora | Individual | – | CHIEF FINANCIAL OFFICER | 03/2019 | < 5% |
| Smith, Stephen, John Richard | Individual | – | CHAIRMAN | 09/2018 | < 5% |
| Mashinter, Gregory, Tyler | Individual | – | PARTNER & OFFICER | 07/2022 | < 5% |
| Dobson, Debra, Ann | Individual | – | PARTNER & OFFICER | 02/2020 | < 5% |
| Murray, Michael, Allister | Individual | MYRTLE INVESTMENTS INC. | SHAREHOLDER | 02/2019 | > 75% |
| SINGLE SPEED HOLDINGS INC. | Foreign Entity | – | SHAREHOLDER | 05/2019 | 25-50% |
| MYRTLE INVESTMENTS INC. | Foreign Entity | – | SHAREHOLDER | 05/2019 | 25-50% |
| SMITH FINANCIAL CORPORATION | Foreign Entity | – | SHAREHOLDER | 09/2018 | 25-50% |
| Faraone, Steven, Tommaso | Individual | SINGLE SPEED HOLDINGS INC. | SHAREHOLDER | 02/2019 | > 75% |
| Smith, Stephen, John Richard | Individual | SMITH FINANCIAL CORPORATION | SHAREHOLDER | 07/1987 | > 75% |
| SJRS HOLDINGS INC. | Foreign Entity | SMITH FINANCIAL CORPORATION | SHAREHOLDER | 11/2008 | > 75% |
| FNSC TRUST | Foreign Entity | SJRS HOLDINGS INC. | SHAREHOLDER | 11/2018 | 25-50% |
| FNSC (2019) TRUST | Foreign Entity | SJRS HOLDINGS INC. | SHAREHOLDER | 01/2019 | 25-50% |
| Smith, Stephen, John Richard | Individual | SJRS HOLDINGS INC. | SHAREHOLDER | 11/2008 | > 75% |
| Smith, Stephen, John Richard | Individual | FNSC TRUST | TRUSTEE | 11/2008 | |
| Smith, Stephen, John Richard | Individual | FNSC (2019) TRUST | TRUSTEE | 01/2019 |