DOWNSTREAM PERENNIAL MANAGEMENT LLC

Adviser information for DOWNSTREAM PERENNIAL MANAGEMENT LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-127068
SEC ERA File Number 802-127068
SEC CIK Numbers None
SEC CRD Numbers 324112
Legal Entity Identifier 549300W5X9HXS6PCSG19

Principal Office

669 HAWTHORNE DRIVE
TIBURON
CA
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 4158451913, Fax: None

Chief Compliance Officer

None

Industry Affiliates

DOWNSTREAM PERENNIAL MASTER GP, LTD. Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
DOWNSTREAM PERENNIAL MASTER FUND LP Hedge Fund $58.8M $1.0M 6

Control Persons

Name Type Entity Title Since Ownership
SMITH, DARYL, OGDEN Individual MANAGING MEMBER 11/2022 > 75%

No. Employees, Historic

00020222023202420250 on 11/18/20220 on 3/10/20230 on 3/18/2024