SAGE CAPITAL PTY LTD.
Adviser information for SAGE CAPITAL PTY LTD. last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127070 |
|---|---|
| SEC ERA File Number | 802-127070 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323199 |
| Legal Entity Identifier | 9845006D104LFD0FDE21 |
Principal Office
LEVEL 26, 1 O'CONNELL STREETSYDNEY, NEW SOUTH WALES
Australia
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 61 409 323 078, Fax: None
Chief Compliance Officer
JOSHUA YEO
CHIEF OPERATING OFFICER
LEVEL 26, 1 O'CONNELL STREET
SYDNEY, NEW SOUTH WALES
Australia
Tel:
61 409 323 078
J*******@********************U
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FENTON, SEAN, ALEXANDER | Individual | – | DIRECTOR | 06/2019 | < 5% |
| HOLDING, GLEN | Individual | – | DIRECTOR | 06/2019 | < 5% |
| FENTON FAMILY TRUST | Foreign Entity | – | SHAREHOLDER | 08/2019 | 50-75% |
| MOORE FAMILY TRUST | Foreign Entity | – | SHAREHOLDER | 08/2019 | 10-25% |
| MEAGHER FAMILY TRUST | Foreign Entity | – | SHAREHOLDER | 08/2019 | 10-25% |
| SELU INVESTMENTS PTY LTD | Foreign Entity | FENTON FAMILY TRUST | TRUSTEE | 08/2019 | |
| MOOKOS INVESTMENTS PTY LTD | Foreign Entity | MOORE FAMILY TRUST | TRUSTEE | 08/2019 | |
| SUNSHINE ASSET MANAGEMENT PTY LTD | Foreign Entity | MEAGHER FAMILY TRUST | TRUSTEE | 08/2019 | |
| JAADE INVESTMENTS TRUST | Foreign Entity | – | SHAREHOLDER | 08/2019 | 10-25% |
| Delaney, James, Phillip | Individual | JAADE INVESTMENTS TRUST | TRUSTEE | 08/2019 | |
| Tumminello, Adele, Louise | Individual | JAADE INVESTMENTS TRUST | TRUSTEE | 08/2019 |