PEARL ENERGY INVESTMENT MANAGEMENT III, LLC
Adviser information for PEARL ENERGY INVESTMENT MANAGEMENT III, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127072 |
|---|---|
| SEC ERA File Number | 802-127072 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323917 |
| Legal Entity Identifier | None |
Principal Office
2100 MCKINNEY AVE.SUITE 1675
DALLAS
TX
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 214-308-5260, Fax: None
Chief Compliance Officer
DAVID LEVINSON
CHIEF OPERATING OFFICER
2100 MCKINNEY AVENUE
SUITE 1675
DALLAS
TX
United States
Tel:
214-308-5260
D********@***************M
(Full email address available in API data)
Industry Affiliates
| PEARL ENERGY INVESTMENT III GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL ENERGY INVESTMENT III UGP, LLC | Sponsor or syndicator of limited partnerships |
| PEARL NFF INVESTMENT III GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PEARL ENERGY INVESTMENTS III-A, L.P. | Venture Capital Fund | $51.2M | $5.0M | 1 |
| PEARL ENERGY INVESTMENTS III, LP | Venture Capital Fund | $654.7M | $5.0M | 38 |
| PEARL INR HOLDINGS-A, LP | Venture Capital Fund | $21.3M | $0.0M | 1 |
| PEARL INR HOLDINGS, LP | Venture Capital Fund | $51.5M | $0.0M | 5 |
| PEARL NFF INVESTMENTS III, LP | Venture Capital Fund | $20.5M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEARL ENERGY INVESTMENT MANAGEMENT HOLDINGS III, L.P. | Domestic Entity | – | MEMBER | 09/2022 | > 75% |
| LEVINSON, DAVID, AARON | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| ROUBAL, DEENA, LYNN | Individual | – | CHIEF FINANCIAL OFFICER | 09/2022 | < 5% |
| QUINN, WILLIAM, J | Individual | – | MANAGING PARTNER | 09/2022 | < 5% |
| COLEMAN, STEWART | Individual | – | PARTNER | 09/2022 | < 5% |
| PEARL ENERGY INVESTMENT III UGP, LLC | Domestic Entity | PEARL ENERGY INVESTMENT MANAGEMENT HOLDINGS III, L.P. | GENERAL PARTNER | 09/2022 | |
| QUINN, WILLIAM, J | Individual | PEARL ENERGY INVESTMENT MANAGEMENT HOLDINGS III, L.P. | LIMITED PARTNER | 09/2022 | > 75% |
| QUINN, WILLIAM, J | Individual | PEARL ENERGY INVESTMENT III UGP, LLC | MEMBER | 09/2022 | > 75% |
| COLEMAN, STEWART | Individual | PEARL ENERGY INVESTMENT MANAGEMENT HOLDINGS III, L.P. | LIMITED PARTNER | 09/2022 | 25-50% |
| COBB, STEVEN | Individual | PEARL ENERGY INVESTMENT MANAGEMENT HOLDINGS III, L.P. | LIMITED PARTNER | 01/2023 | |
| POHLER, KEVIN, M | Individual | PEARL ENERGY INVESTMENT MANAGEMENT HOLDINGS III, L.P. | LIMITED PARTNER | 01/2023 |