BAKER CAPITAL CORP.
Adviser information for BAKER CAPITAL CORP. last updated from Form ADV on August 25th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127089 |
|---|---|
| SEC ERA File Number | 802-127089 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161634 |
| Legal Entity Identifier | None |
Principal Office
575 MADISON AVENUE - 9TH FLOORNEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-848-2007, Fax: None
Websites
Chief Compliance Officer
JOSEPH R. SAVIANO
575 MADISON AVE
9TH FLOOR
NEW YORK
NY
United States
Tel:
212-848-2007
J*******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAKER COMMUNICATIONS FUND II (QP), L.P. | Private Equity Fund | $0.7M | $0.1M | 131 |
| BAKER COMMUNICATIONS FUND II, L.P. | Private Equity Fund | $0.0M | $0.1M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAKER, JOHN, C. | Individual | – | PARTNER AND CHAIRMAN | 09/1995 | > 75% |
| SAVIANO, JOSEPH, R. | Individual | – | CHIEF COMPLIANCE OFFICER | 06/1997 | < 5% |