BASIS ASSET MANAGEMENT LIMITED

Adviser information for BASIS ASSET MANAGEMENT LIMITED last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Hong Kong

Employees

Total Number of Employees	0
Investment Advisory/Research	0
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	–
Compensation	–

Identifiers

SEC RIA File Number	802-127121
SEC ERA File Number	802-127121
SEC CIK Numbers	None
SEC CRD Numbers	322468
Legal Entity Identifier	984500EAC3B7D8F7L319

Principal Office

SUITE 1901-02, 19/F CHINACHEM LEIGHTON PLAZA,
29 LEIGHTON ROAD
CAUSEWAY BAY
Hong Kong

Monday - Friday, 9 AM - 6 PM

Tel: +852 3701 0300, Fax: +852 2110 0045

Chief Compliance Officer

SAM LAU

SUITE 1901-02, 19/F CHINACHEM LEIGHTON PLAZA

29 LEIGHTON ROAD

CAUSEWAY BAY

Hong Kong

Tel: +852 3701 0312

Fax: +852 2110 0045

S*****@************M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners