FWM LEGACY, LLC
FRONTIER WEALTH MANAGEMENT, LLC Legal Name
Adviser information for FWM LEGACY, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
4200 W. 115TH STREETSUITE 210
LEAWOOD
KS
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M. (CST)
Tel: 816-753-5100, Fax: 816-753-5101
Chief Compliance Officer
NoneIndustry Affiliates
| FRONTIER FIVE ELMS EQUITY FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FRONTIER INSURANCE STRATEGIES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FRONTIER FIVE ELMS II LP | Private Equity Fund | $10.5M | $0.1M | 99 |
| FRONTIER FIVE ELMS III LP | Private Equity Fund | $11.3M | $0.1M | 73 |
| FWE EQUITY LLC | Private Equity Fund | $0.0M | $0.1M | 23 |
| JONES CREDIT FACILITY FUND, LLC | Securitized Asset Fund | $12.0M | $0.1M | 79 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLASI, NICHOLAS, MICHAEL | Individual | – | CEO / ELECTED MEMBER | 11/2009 | 5-10% |
| KERR, TROY, DAVID | Individual | – | MEMBER | 09/2007 | 5-10% |
| FRONTIER WEALTH ENTERPRISES, LLC | Domestic Entity | – | OWNER / MEMBER | 04/2011 | 25-50% |
| SIFERS, BRANDON | Individual | – | CHIEF FINANCIAL OFFICER / ELECTED MEMBER | 01/2013 | < 5% |
| FWE EQUITY, LLC | Domestic Entity | FRONTIER WEALTH ENTERPRISES, LLC | EQUITY INVESTOR | 03/2018 | 25-50% |
| FWE CLASS D HOLDCO LLC | Domestic Entity | FRONTIER WEALTH ENTERPRISES, LLC | EQUITY INVESTOR | 03/2018 | 25-50% |
| FWE CLASS C HOLDCO LLC | Domestic Entity | FRONTIER WEALTH ENTERPRISES, LLC | EQUITY INVESTOR | 03/2018 | 25-50% |
No. Employees, Historic
Holdings
From latest 13F, filed August 15th, 2022 for period ending June 30th, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 3K | 23K | – |
| 9 METERS BIOPHARMA INC | COM | 8 | 30K | – |
| ABBOTT LABS | COM | 943 | 9K | – |
| ABBVIE INC | COM | 8K | 52K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 252 | 907 | – |
| ACLARION INC | COM | 59 | 64K | – |
| ADAPTIVE BIOTECHNOLOGIES COR | COM | 81 | 10K | – |
| ADOBE SYSTEMS INCORPORATED | COM | 855 | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 892 | 12K | – |
| AIR PRODS & CHEMS INC | COM | 213 | 884 | – |
| ALPHABET INC | CAP STK CL A | 14K | 7K | – |
| ALPHABET INC | CAP STK CL C | 9K | 4K | – |
| ALTRIA GROUP INC | COM | 458 | 11K | – |
| AMAZON COM INC | COM | 18K | 169K | – |
| AMERICAN ELEC PWR CO INC | COM | 5K | 50K | – |
| AMERICAN EXPRESS CO | COM | 2K | 13K | – |
| AMERICAN TOWER CORP NEW | COM | 3K | 12K | – |
| AMERIPRISE FINL INC | COM | 664 | 3K | – |
| AMERISOURCEBERGEN CORP | COM | 342 | 2K | – |
| AMGEN INC | COM | 11K | 45K | – |
| ANALOG DEVICES INC | COM | 340 | 2K | – |
| ANNALY CAPITAL MANAGEMENT IN | COM | 697 | 118K | – |
| APA CORPORATION | COM | 272 | 8K | – |
| APPLE INC | COM | 55K | 401K | – |
| ARCHER DANIELS MIDLAND CO | COM | 619 | 8K | – |
| ARES CAPITAL CORP | COM | 233 | 13K | – |
| ASSURANT INC | COM | 264 | 2K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 1K | 21K | – |
| AT&T INC | COM | 5K | 242K | – |
| ATMOS ENERGY CORP | COM | 397 | 4K | – |
| AUDDIA INC | *W EXP 10/17/202 | 21 | 54K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 320 | 2K | – |
| B & G FOODS INC NEW | COM | 3K | 116K | – |
| BENTLEY SYS INC | COM CL B | 4K | 123K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 3K | 8 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 23K | 83K | – |
| BK OF AMERICA CORP | COM | 41K | 1M | – |
| BLACKROCK INC | COM | 454 | 746 | – |
| BLACKSTONE INC | COM | 1K | 15K | – |
| BLOOM ENERGY CORP | COM CL A | 2K | 110K | – |
| BOEING CO | COM | 1K | 10K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 7K | 90K | – |
| BROADCOM INC | COM | 1K | 3K | – |
| CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 1K | 115K | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 597 | 46K | – |
| CANADIAN PAC RY LTD | COM | 211 | 3K | – |
| CANOPY GROWTH CORP | COM | 463 | 162K | – |
| CAPITOL FED FINL INC | COM | 378 | 41K | – |
| CARLISLE COS INC | COM | 215 | 900 | – |
| CARRIER GLOBAL CORPORATION | COM | 357 | 10K | – |
| CATERPILLAR INC | COM | 3K | 17K | – |
| CELCUITY INC | COM | 7K | 732K | – |
| CENTENE CORP DEL | COM | 386 | 5K | – |
| CENTENNIAL RESOURCE DEV INC | CL A | 93 | 16K | – |
| CHEVRON CORP NEW | COM | 8K | 56K | – |
| CIGNA CORP NEW | COM | 299 | 1K | – |
| CISCO SYS INC | COM | 3K | 60K | – |
| CLOROX CO DEL | COM | 257 | 2K | – |
| CLOUDFLARE INC | CL A COM | 209 | 5K | – |
| CME GROUP INC | COM | 233 | 1K | – |
| COCA COLA CO | COM | 2K | 29K | – |
| COLGATE PALMOLIVE CO | COM | 2K | 21K | – |
| COMCAST CORP NEW | CL A | 327 | 8K | – |
| COMMERCE BANCSHARES INC | COM | 1K | 17K | – |
| CONAGRA BRANDS INC | COM | 3K | 90K | – |
| CONOCOPHILLIPS | COM | 3K | 38K | – |
| CONSOLIDATED EDISON INC | COM | 226 | 2K | – |
| CONSTELLATION BRANDS INC | CL A | 494 | 2K | – |
| COSTCO WHSL CORP NEW | COM | 16K | 33K | – |
| COTERRA ENERGY INC | COM | 853 | 33K | – |
| CROSSFIRST BANKSHARES INC | COM | 10K | 738K | – |
| CROWDSTRIKE HLDGS INC | CL A | 495 | 3K | – |
| CROWN CASTLE INTL CORP NEW | COM | 510 | 3K | – |
| CSX CORP | COM | 444 | 15K | – |
| CUMMINS INC | COM | 3K | 16K | – |
| CURO GROUP HOLDINGS CORP | COM | 293 | 53K | – |
| CVS HEALTH CORP | COM | 1K | 13K | – |
| DANAHER CORPORATION | COM | 1K | 6K | – |
| DAVIS FUNDAMENTAL ETF TR | SELECT FINL | 314 | 12K | – |
| DAVIS FUNDAMENTAL ETF TR | SELECT US EQTY | 4K | 153K | – |
| DEERE & CO | COM | 2K | 6K | – |
| DEVON ENERGY CORP NEW | COM | 28K | 511K | – |
| DHT HOLDINGS INC | SHS NEW | 3K | 473K | – |
| DIAGEO PLC | SPON ADR NEW | 957 | 5K | – |
| DIAMONDBACK ENERGY INC | COM | 542 | 4K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 237 | 10K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 266 | 7K | – |
| DISNEY WALT CO | COM | 5K | 51K | – |
| DOMINION ENERGY INC | COM | 3K | 37K | – |
| DOW INC | COM | 426 | 8K | – |
| DUKE ENERGY CORP NEW | COM NEW | 4K | 33K | – |
| DUPONT DE NEMOURS INC | COM | 235 | 4K | – |
| EATON CORP PLC | SHS | 606 | 5K | – |
| ECOVYST INC | COM | 118 | 12K | – |
| EDWARDS LIFESCIENCES CORP | COM | 335 | 4K | – |
| EMERSON ELEC CO | COM | 2K | 22K | – |
| ENBRIDGE INC | COM | 3K | 70K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 718 | 72K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 566 | 23K | – |
| EOG RES INC | COM | 305 | 3K | – |
| EQUITY BANCSHARES INC | COM CL A | 467 | 16K | – |
| ETF SER SOLUTIONS | AAM LW DUR PFD | 512 | 23K | – |
| EVERGY INC | COM | 5K | 77K | – |
| EVI INDS INC | COM | 2K | 167K | – |
| EXXON MOBIL CORP | COM | 13K | 149K | – |
| FASTENAL CO | COM | 7K | 141K | – |
| FEDEX CORP | COM | 480 | 2K | – |
| FIRST TR DOW JONES SELECT MI | COM SHS ANNUAL | 367 | 7K | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 2K | 110K | – |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 213 | 4K | – |
| FIRST TR EXCH TRD ALPHDX FD | EM SML CP ALPH | 1K | 39K | – |
| FIRST TR EXCH TRD ALPHDX FD | EX US SML CP | 394 | 11K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 2K | 24K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 2K | 38K | – |
| FIRST TR EXCHANGE-TRADED FD | FT CBOE VEST S&P | 645 | 13K | – |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 4K | 164K | – |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US BUF | 330 | 10K | – |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 381 | 18K | – |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 965 | 29K | – |
| FIRST TR LRGE CP CORE ALPHA | COM SHS | 1K | 19K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 885 | 25K | – |
| FIRST TR SML CP CORE ALPHA F | COM SHS | 1K | 14K | – |
| FLEXSHARES TR | IBOXX 5YR TRGT | 813 | 32K | – |
| FORD MTR CO DEL | COM | 393 | 35K | – |
| FORTINET INC | COM | 1K | 23K | – |
| FREEPORT-MCMORAN INC | CL B | 215 | 7K | – |
| FS KKR CAP CORP | COM | 4K | 215K | – |
| GABELLI UTIL TR | COM | 75 | 11K | – |
| GENERAL DYNAMICS CORP | COM | 765 | 3K | – |
| GENERAL MLS INC | COM | 3K | 46K | – |
| GENERAL MTRS CO | COM | 481 | 15K | – |
| GENUINE PARTS CO | COM | 3K | 21K | – |
| GEOPARK LTD | USD SHS | 28K | 2M | – |
| GILEAD SCIENCES INC | COM | 2K | 25K | – |
| GOLDMAN SACHS BDC INC | SHS | 2K | 103K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 1K | 12K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 359 | 5K | – |
| GOLDMAN SACHS GROUP INC | COM | 320 | 1K | – |
| HCA HEALTHCARE INC | COM | 624 | 4K | – |
| HEALTHEQUITY INC | COM | 528 | 9K | – |
| HERSHEY CO | COM | 223 | 1K | – |
| HOME DEPOT INC | COM | 10K | 35K | – |
| HONEYWELL INTL INC | COM | 456 | 3K | – |
| HUMANA INC | COM | 1K | 2K | – |
| HUMANIGEN INC | COM NEW | 108 | 61K | – |
| HUNTINGTON BANCSHARES INC | COM | 194 | 16K | – |
| IDEXX LABS INC | COM | 270 | 769 | – |
| INCYTE CORP | COM | 289 | 4K | – |
| INNOVATOR ETFS TR | GRWT100 PWR BF | 233 | 7K | – |
| INNOVATOR ETFS TR | US EQT ULTRA BF | 310 | 11K | – |
| INNOVATOR ETFS TR | US EQTY BUFR JAN | 268 | 8K | – |
| INNOVATOR ETFS TR | US SML CP PWR B | 261 | 11K | – |
| INNOVATOR ETFS TR | US SML CP PWR B | 256 | 9K | – |
| INTEL CORP | COM | 2K | 46K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2K | 13K | – |
| INTERNATIONAL PAPER CO | COM | 3K | 75K | – |
| INTUIT | COM | 256 | 663 | – |
| INTUITIVE SURGICAL INC | COM NEW | 422 | 2K | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 22K | 1M | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 5K | 125K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI EMNG | 2K | 119K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI SML | 4K | 129K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 394 | 32K | – |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 766 | 17K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 973 | 46K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 901 | 43K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 607 | 29K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 9K | 63K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 10K | 63K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 285 | 2K | – |
| INVESCO QQQ TR | UNIT SER 1 | 6K | 22K | – |
| IRON MTN INC NEW | COM | 3K | 57K | – |
| ISHARES INC | CORE MSCI EMKT | 10K | 212K | – |
| ISHARES INC | MSCI EMRG CHN | 5K | 111K | – |
| ISHARES SILVER TR | ISHARES | 13K | 672K | – |
| ISHARES TR | 7-10 YR TRSY BD | 68K | 661K | – |
| ISHARES TR | AGGRES ALLOC ETF | 262 | 4K | – |
| ISHARES TR | CORE HIGH DV ETF | 337 | 3K | – |
| ISHARES TR | CORE S&P MCP ETF | 5K | 22K | – |
| ISHARES TR | CORE S&P SCP ETF | 4K | 44K | – |
| ISHARES TR | CORE S&P500 ETF | 9K | 24K | – |
| ISHARES TR | CORE US AGGBD ET | 234 | 2K | – |
| ISHARES TR | EAFE SML CP ETF | 239 | 4K | – |
| ISHARES TR | GOV/CRED BD ETF | 211 | 2K | – |
| ISHARES TR | GRWT ALLOCAT ETF | 363 | 8K | – |
| ISHARES TR | IBOXX INV CP ETF | 242 | 2K | – |
| ISHARES TR | JPMORGAN USD EMG | 380 | 4K | – |
| ISHARES TR | MBS ETF | 217 | 2K | – |
| ISHARES TR | MSCI EAFE ETF | 362 | 6K | – |
| ISHARES TR | MSCI EMG MKT ETF | 1K | 26K | – |
| ISHARES TR | MSCI KLD400 SOC | 9K | 127K | – |
| ISHARES TR | PFD AND INCM SEC | 314 | 10K | – |
| ISHARES TR | RUS 1000 ETF | 2K | 9K | – |
| ISHARES TR | RUS MDCP VAL ETF | 708 | 7K | – |
| ISHARES TR | RUS MID CAP ETF | 336 | 5K | – |
| ISHARES TR | RUSSELL 2000 ETF | 3K | 15K | – |
| ISHARES TR | RUSSELL 3000 ETF | 373 | 2K | – |
| ISHARES TR | S&P 500 GRWT ETF | 978 | 16K | – |
| ISHARES TR | S&P MC 400VL ETF | 281 | 3K | – |
| ISHARES TR | SELECT DIVID ETF | 2K | 15K | – |
| ISHARES TR | SHORT TREAS BD | 3K | 29K | – |
| ISHARES TR | TIPS BD ETF | 1K | 12K | – |
| ISHARES TR | U.S. REAL ES ETF | 546 | 6K | – |
| J P MORGAN EXCHANGE TRADED F | DIV RTN EM EQT | 557 | 11K | – |
| J P MORGAN EXCHANGE TRADED F | DIV RTN INT EQ | 1K | 21K | – |
| J P MORGAN EXCHANGE TRADED F | DIVERSFED RTRN | 253 | 3K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 6K | 103K | – |
| J P MORGAN EXCHANGE TRADED F | JPMORGAN DIVER | 1K | 14K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 8K | 164K | – |
| J P MORGAN EXCHANGE TRADED F | US AGGREGATE ETF | 1K | 29K | – |
| JOHNSON & JOHNSON | COM | 12K | 69K | – |
| JONES LANG LASALLE INC | COM | 385 | 2K | – |
| JOUNCE THERAPEUTICS INC | COM | 40 | 13K | – |
| JPMORGAN CHASE & CO | COM | 8K | 70K | – |
| KATAPULT HOLDINGS INC | COM | 20 | 19K | – |
| KELLOGG CO | COM | 3K | 43K | – |
| KIMBERLY-CLARK CORP | COM | 497 | 4K | – |
| KRAFT HEINZ CO | COM | 540 | 14K | – |
| KRANESHARES TR | QUADRTC INT RT | 8K | 325K | – |
| KROGER CO | COM | 281 | 6K | – |
| LILLY ELI & CO | COM | 2K | 6K | – |
| LISTED FD TR | CORE ALT FD | 701 | 23K | – |
| LOCKHEED MARTIN CORP | COM | 4K | 10K | – |
| LOWES COS INC | COM | 3K | 17K | – |
| LULULEMON ATHLETICA INC | COM | 713 | 3K | – |
| LUMEN TECHNOLOGIES INC | COM | 145 | 13K | – |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 363 | 8K | – |
| MARATHON PETE CORP | COM | 239 | 3K | – |
| MARTIN MARIETTA MATLS INC | COM | 228 | 763 | – |
| MASTERCARD INCORPORATED | CL A | 4K | 12K | – |
| MCDONALDS CORP | COM | 5K | 19K | – |
| MDU RES GROUP INC | COM | 442 | 16K | – |
| MEDTRONIC PLC | SHS | 4K | 49K | – |
| MERCK & CO INC | COM | 6K | 62K | – |
| META PLATFORMS INC | CL A | 3K | 20K | – |
| MGP INGREDIENTS INC NEW | COM | 470 | 5K | – |
| MICROSOFT CORP | COM | 35K | 136K | – |
| MICROSTRATEGY INC | CL A NEW | 243 | 1K | – |
| MIDWEST HLDG INC | COM NEW | 193 | 16K | – |
| MONDELEZ INTL INC | CL A | 650 | 10K | – |
| MOSAIC CO NEW | COM | 378 | 8K | – |
| NEKTAR THERAPEUTICS | COM | 46 | 12K | – |
| NEWELL BRANDS INC | COM | 3K | 152K | – |
| NEWMONT CORP | COM | 3K | 48K | – |
| NEXTERA ENERGY INC | COM | 2K | 23K | – |
| NIKE INC | CL B | 9K | 92K | – |
| NOKIA CORP | SPONSORED ADR | 146 | 32K | – |
| NORFOLK SOUTHN CORP | COM | 236 | 1K | – |
| NORTHROP GRUMMAN CORP | COM | 268 | 559 | – |
| NOVARTIS AG | SPONSORED ADR | 1K | 12K | – |
| NUVEEN MUN VALUE FD INC | COM | 89 | 10K | – |
| NVIDIA CORPORATION | COM | 3K | 18K | – |
| OCCIDENTAL PETE CORP | COM | 1K | 22K | – |
| OCUPHIRE PHARMA INC | COM | 35 | 18K | – |
| ONEOK INC NEW | COM | 844 | 15K | – |
| ORACLE CORP | COM | 928 | 13K | – |
| OREILLY AUTOMOTIVE INC | COM | 933 | 1K | – |
| OTIS WORLDWIDE CORP | COM | 246 | 3K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 310 | 34K | – |
| PALO ALTO NETWORKS INC | COM | 4K | 8K | – |
| PAR TECHNOLOGY CORP | COM | 5K | 128K | – |
| PAYLOCITY HLDG CORP | COM | 244 | 1K | – |
| PAYPAL HLDGS INC | COM | 653 | 9K | – |
| PEPSICO INC | COM | 8K | 47K | – |
| PFIZER INC | COM | 3K | 64K | – |
| PHILIP MORRIS INTL INC | COM | 746 | 8K | – |
| PHILLIPS 66 | COM | 1K | 15K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 4K | 45K | – |
| PIONEER NAT RES CO | COM | 263 | 1K | – |
| POOL CORP | COM | 2K | 5K | – |
| PROCTER AND GAMBLE CO | COM | 26K | 179K | – |
| QUALCOMM INC | COM | 789 | 6K | – |
| RATTLER MIDSTREAM LP | COM UNITS | 707 | 52K | – |
| RAYTHEON TECHNOLOGIES CORP | COM | 5K | 53K | – |
| REGIONS FINANCIAL CORP NEW | COM | 426 | 23K | – |
| RIO TINTO PLC | SPONSORED ADR | 2K | 32K | – |
| ROBINHOOD MKTS INC | COM CL A | 82 | 10K | – |
| ROYAL GOLD INC | COM | 226 | 2K | – |
| ROYCE GLOBAL VALUE TR INC | COM | 222 | 25K | – |
| ROYCE MICRO-CAP TR INC | COM | 840 | 100K | – |
| ROYCE VALUE TR INC | COM | 5K | 333K | – |
| S&P GLOBAL INC | COM | 8K | 23K | – |
| SALESFORCE INC | COM | 2K | 14K | – |
| SCHWAB CHARLES CORP | COM | 8K | 132K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 1K | 51K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 869 | 28K | – |
| SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 2K | 39K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 252 | 5K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 508 | 11K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 1K | 16K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 731 | 13K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 1K | 17K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 67K | 1M | – |
| SELECT SECTOR SPDR TR | ENERGY | 5K | 67K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 437 | 14K | – |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 355 | 4K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 740 | 6K | – |
| SELECTQUOTE INC | COM | 4K | 1M | – |
| SERA PROGNOSTICS INC | CLASS A COM | 29 | 18K | – |
| SERVICENOW INC | COM | 316 | 665 | – |
| SIRIUS XM HOLDINGS INC | COM | 121 | 20K | – |
| SOCIETAL CDMO INC | COM | 3K | 65K | – |
| SONOS INC | COM | 1K | 65K | – |
| SORRENTO THERAPEUTICS INC | COM NEW | 21 | 11K | – |
| SOUTHERN CO | COM | 467 | 7K | – |
| SOUTHWEST AIRLS CO | COM | 515 | 14K | – |
| SPDR GOLD TR | GOLD SHS | 11K | 63K | – |
| SPDR INDEX SHS FDS | MSCI EAFE STRTGC | 244 | 4K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 4K | 141K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2K | 5K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 13K | 31K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 67K | 736K | – |
| SPDR SER TR | BLOOMBERG INTL T | 222 | 10K | – |
| SPDR SER TR | MSCI USA STRTGIC | 551 | 5K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 16K | 614K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 15K | 384K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 3K | 67K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 4K | 124K | – |
| SPDR SER TR | PORTFOLIO SH TSR | 209 | 7K | – |
| SPDR SER TR | S&P OILGAS EXP | 296 | 2K | – |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 395 | 13K | – |
| SPLUNK INC | COM | 1K | 13K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 3K | 35K | – |
| SPROTT FOCUS TR INC | COM | 743 | 98K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 1K | 73K | – |
| STARBUCKS CORP | COM | 2K | 25K | – |
| STRYKER CORPORATION | COM | 1K | 7K | – |
| SYSCO CORP | COM | 227 | 3K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 327 | 4K | – |
| TARGET CORP | COM | 1K | 8K | – |
| TE CONNECTIVITY LTD | SHS | 521 | 5K | – |
| TEMPLETON EMERGING MKTS FD | COM | 295 | 25K | – |
| TESLA INC | COM | 974 | 1K | – |
| TEUCRIUM COMMODITY TR | CORN FD SHS | 211 | 8K | – |
| TEXAS INSTRS INC | COM | 1K | 8K | – |
| TEXTRON INC | COM | 205 | 3K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 10K | 18K | – |
| T-MOBILE US INC | COM | 4K | 27K | – |
| TORONTO DOMINION BK ONT | COM NEW | 205 | 3K | – |
| TRANE TECHNOLOGIES PLC | SHS | 255 | 2K | – |
| UMB FINL CORP | COM | 13K | 146K | – |
| UNICYCIVE THERAPEUTICS INC | COM | 16 | 19K | – |
| UNION PAC CORP | COM | 4K | 17K | – |
| UNITED PARCEL SERVICE INC | CL B | 2K | 12K | – |
| UNITED STS COMMODITY INDEX F | COMM IDX FND | 215 | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 8K | 15K | – |
| US BANCORP DEL | COM NEW | 202 | 4K | – |
| VALERO ENERGY CORP | COM | 3K | 30K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 29K | 1M | – |
| VANECK ETF TRUST | OIL SERVICES ETF | 401 | 2K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 570 | 7K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 4K | 51K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 349 | 2K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 673 | 4K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 200 | 1K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 312 | 3K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 933 | 3K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 26K | 146K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 378 | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 633 | 3K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 946 | 19K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 650 | 16K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 711 | 14K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 30K | 380K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 279 | 6K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 1K | 24K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 474 | 3K | – |
| VANGUARD TAX-MANAGED INTL FD | VAN FTSE DEV MKT | 29K | 721K | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 1K | 27K | – |
| VANGUARD WORLD FDS | ENERGY ETF | 443 | 4K | – |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 206 | 875 | – |
| VANGUARD WORLD FDS | UTILITIES ETF | 834 | 5K | – |
| VBI VACCINES INC CDA | COM NEW | 487 | 602K | – |
| VEEVA SYS INC | CL A COM | 278 | 1K | – |
| VERISIGN INC | COM | 4K | 23K | – |
| VERIZON COMMUNICATIONS INC | COM | 8K | 159K | – |
| VIATRIS INC | COM | 153 | 15K | – |
| VISA INC | COM CL A | 7K | 36K | – |
| VULCAN MATLS CO | COM | 214 | 2K | – |
| VYANT BIO INC | COM | 184 | 203K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 281 | 7K | – |
| WALMART INC | COM | 8K | 64K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 507 | 38K | – |
| WASTE MGMT INC DEL | COM | 2K | 12K | – |
| WATSCO INC | COM | 9K | 38K | – |
| WELLS FARGO CO NEW | COM | 597 | 15K | – |
| WILLIAMS COS INC | COM | 392 | 13K | – |
| WORKIVA INC | COM CL A | 549 | 8K | – |
| YUM BRANDS INC | COM | 694 | 6K | – |
| YUM CHINA HLDGS INC | COM | 212 | 4K | – |
| ZSCALER INC | COM | 241 | 2K | – |