FIRST PRINCIPLES GROUP MANAGEMENT, LLC
Adviser information for FIRST PRINCIPLES GROUP MANAGEMENT, LLC last updated from Form ADV on January 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127147 |
|---|---|
| SEC ERA File Number | 802-127147 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322950 |
| Legal Entity Identifier | None |
Principal Office
23 W CHICAGO AVENUE4406
CHICAGO
IL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 847-668-7950, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| FPG FUND IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FREE BIRD FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FIRST PRINCIPLES GROUP FUND I, LLC | Private Equity Fund | $24.4M | $0.1M | 40 |
| FIRST PRINCIPLES GROUP FUND II OCISLY, LLC | Private Equity Fund | $35.9M | $0.1M | 112 |
| FPG FREE BIRD FUND, LLC | Private Equity Fund | $13.3M | $0.1M | 59 |
| FPG FUND IV, LLC | Private Equity Fund | $25.6M | $0.3M | 63 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLLAND, BENJAMIN | Individual | – | MEMBER / MANAGER | 12/2023 | 50-75% |
| MAURER, ROBERT, JOHN | Individual | – | MEMBER / MANAGER | 12/2023 | 50-75% |