POSITIVE SUM ADVISORS LLC
Adviser information for POSITIVE SUM ADVISORS LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127156 |
|---|---|
| SEC ERA File Number | 802-127156 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324219 |
| Legal Entity Identifier | None |
Principal Office
47 ARCH STREETGREENWICH
CT
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: (210) 857-8557, Fax: None
Chief Compliance Officer
ROBERT J. PARKER
CHIEF OPERATING OFFICER
47 ARCH STREET
GREENWICH
CT
United States
Tel:
(210) 857-8557
J**@******C
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| POSITIVE SUM CAPITAL II - AA, L.P. | Venture Capital Fund | $1.5M | $3.0M | 7 |
| POSITIVE SUM CAPITAL II - QP LP | Venture Capital Fund | $31.9M | $3.0M | 34 |
| POSITIVE SUM CAPITAL, L.P. | Venture Capital Fund | $67.1M | $0.1M | 45 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'SHAUGHNESSY, PATRICK, WALKER | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2020 | > 75% |
| CATES, SAMUEL, BLAKE | Individual | – | MANAGING DIRECTOR | 11/2020 | 10-25% |