HARVEST FUNDS MANAGEMENT, LLC
Adviser information for HARVEST FUNDS MANAGEMENT, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127271 |
|---|---|
| SEC ERA File Number | 802-127271 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165979 |
| Legal Entity Identifier | None |
Principal Office
18 SEWALL STREETMARBLEHEAD
MA
United States
Monday - Friday, 9:00 A.M - 5:00 P.M.
Tel: 781-639-2750, Fax: 781-639-2751
Websites
Chief Compliance Officer
JOSEPH STOWELL
18 SEWALL STREET
MARBLEHEAD
MA
United States
Tel:
781-639-2750
Fax:
781-639-2751
J*******@***************M
(Full email address available in API data)
Industry Affiliates
| KWANTIX CARBON FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KWANTIX HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
| KWANTIX LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KWANTIX POWER FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KWANTIX POWER FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MOODY ALDRICH PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HARVEST FUND I, LP | Private Equity Fund | $23.6M | $0.3M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KENT, ELI, SETH | Individual | – | MANAGING MEMBER | 07/2010 | 10-25% |
| MOODY, WILLIAM, BRADFORD | Individual | – | MANAGING MEMBER | 07/2010 | 10-25% |
| MOODY ALDRICH PARTNERS, LLC | Domestic Entity | – | MEMBER | 07/2010 | > 75% |
| VAN OTTERLOO, EYK, DE MOL ALEXANDER | Individual | MOODY ALDRICH PARTNERS, LLC | MEMBER | 06/1988 | 50-75% |
| MOODY, WILLIAM, BRADFORD | Individual | MOODY ALDRICH PARTNERS, LLC | MANAGING MEMBER | 06/1988 | 25-50% |
| KENT, ELI, SETH | Individual | MOODY ALDRICH PARTNERS, LLC | MANAGING MEMBER | 05/2006 | 25-50% |
| STOWELL III, JOSEPH, FRANCIS | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |