THEORIA CAPITAL MANAGEMENT PTE. LTD.
Adviser information for THEORIA CAPITAL MANAGEMENT PTE. LTD. last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-127293 |
|---|---|
| SEC ERA File Number | 802-127293 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324632 |
| Legal Entity Identifier | 2549006OR8DTX9LLCH92 |
Principal Office
1 WALLICH STREET#09-05 GUOCO TOWER
SINGAPORE
Singapore
Monday - Friday, 8:00AM - 5:00PM
Tel: 65 6341 6353, Fax: None
Chief Compliance Officer
MIYUKI KODERA
1 WALLICH STREET
#09-05 GUOCO TOWER
SINGAPORE
Singapore
Tel:
65 6341 6354
M************@************M
(Full email address available in API data)
Industry Affiliates
| N/A | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UMEZAKI, MINORU | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2013 | > 75% |
| TANG, MUNG CHIOU, MARILYN | Individual | – | CHIEF OPERATING OFFICER | 01/2017 | < 5% |
| KODERA, MIYUKI | Individual | – | COMPLIANCE OFFICER | 07/2018 | < 5% |