ARROW CAPITAL MANAGEMENT, LLC
Adviser information for ARROW CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127300 |
|---|---|
| SEC ERA File Number | 802-127300 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165190 |
| Legal Entity Identifier | None |
Principal Office
499 PARK AVENUE10TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM TO 5PM
Tel: 212-243-7338, Fax: 212-243-2195
Websites
Chief Compliance Officer
AMY WINNICK
CHIEF FINANCIAL OFFICER
499 PARK AVENUE
10TH FLOOR
NEW YORK
NY
United States
Tel:
212-243-7338
Fax:
212-243-2195
A*@***********M
(Full email address available in API data)
Industry Affiliates
| ARROW ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ARROW OFFSHORE ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARROW OFFSHORE, LTD | Hedge Fund | $45.5M | $1.0M | 6 |
| ARROW PARTNERS, LP | Hedge Fund | $90.4M | $1.0M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SERURE, MAL, THEODORE | Individual | – | MANAGING MEMBER | 05/2005 | > 75% |
| WINNICK, AMY, RICE | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 05/2005 | < 5% |
| SERURE, MAL, THEODORE | Individual | – | MANAGING MEMBER - ARROW OFFSHORE ADVISORS LLC (RELYING ADVISER) | 05/2005 | > 75% |
| SERURE, MAL, THEODORE | Individual | – | MANAGING MEMBER - ARROW ADVISORS LLC (RELYING ADVISER) | 06/2005 | > 75% |