DEARFIELD CAPITAL MANAGEMENT, LLC
Adviser information for DEARFIELD CAPITAL MANAGEMENT, LLC last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Identifiers
SEC RIA File Number | 802-127310 |
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SEC ERA File Number | 802-127310 |
SEC CIK Numbers | None |
SEC CRD Numbers | 324784 |
Legal Entity Identifier | None |
Principal Office
1705 17TH STREET, SUITE 200DENVER
CO
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 303.628.3800, Fax: 303.628.3834
Chief Compliance Officer
NoneIndustry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
THE DEARFIELD FUND FOR BLACK WEALTH, PBLLC | Real Estate Fund | $7.8M | $0.3M | 6 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Ramdoss, Santhosh | Individual | – | MANAGER | 10/2022 | < 5% |
WEEKS, AISHA, TRESKA | Individual | – | MANAGER | 10/2022 | < 5% |
GARY VENTURES, INC. | Domestic Entity | – | MEMBER | 06/2022 | > 75% |
Ramdoss, Santhosh | Individual | GARY VENTURES, INC. | INTERIM PRESIDENT & CEO | 10/2022 | |
NANCY GARY NONEXEMPT MARITAL TRUST | Domestic Entity | GARY VENTURES, INC. | SHAREHOLDER | 01/2022 | > 75% |
Gary, Nancy | Individual | NANCY GARY NONEXEMPT MARITAL TRUST | TRUSTEE | 11/2020 | |
Younggren, David | Individual | NANCY GARY NONEXEMPT MARITAL TRUST | TRUSTEE | 11/2020 | |
Todd, James | Individual | NANCY GARY NONEXEMPT MARITAL TRUST | TRUSTEE | 11/2020 |