DEARFIELD CAPITAL MANAGEMENT, LLC

Adviser information for DEARFIELD CAPITAL MANAGEMENT, LLC last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-127310
SEC ERA File Number 802-127310
SEC CIK Numbers None
SEC CRD Numbers 324784
Legal Entity Identifier None

Principal Office

1705 17TH STREET, SUITE 200
DENVER
CO
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 303.628.3800, Fax: 303.628.3834

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
THE DEARFIELD FUND FOR BLACK WEALTH, PBLLC Real Estate Fund $7.8M $0.3M 6

Control Persons

Name Type Entity Title Since Ownership
Ramdoss, Santhosh Individual MANAGER 10/2022 < 5%
WEEKS, AISHA, TRESKA Individual MANAGER 10/2022 < 5%
GARY VENTURES, INC. Domestic Entity MEMBER 06/2022 > 75%
Ramdoss, Santhosh Individual GARY VENTURES, INC. INTERIM PRESIDENT & CEO 10/2022
NANCY GARY NONEXEMPT MARITAL TRUST Domestic Entity GARY VENTURES, INC. SHAREHOLDER 01/2022 > 75%
Gary, Nancy Individual NANCY GARY NONEXEMPT MARITAL TRUST TRUSTEE 11/2020
Younggren, David Individual NANCY GARY NONEXEMPT MARITAL TRUST TRUSTEE 11/2020
Todd, James Individual NANCY GARY NONEXEMPT MARITAL TRUST TRUSTEE 11/2020

No. Employees, Historic

0002023202420250 on 1/9/20230 on 8/2/20230 on 8/3/20230 on 1/16/2024