RAGING CAPITAL MANAGEMENT, LLC.
Adviser information for RAGING CAPITAL MANAGEMENT, LLC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127322 |
|---|---|
| SEC ERA File Number | 802-127322 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158645 |
| Legal Entity Identifier | 549300URW9RDJ1JUDA8 |
Principal Office
TEN PRINCETON AVENUEROCKY HILL
NJ
United States
Monday - Friday, 9 AM - 5: 30 PM
Tel: (609) 357-1870, Fax: (609) 423-0966
Chief Compliance Officer
FREDERICK C. WASCH
MANAGING PARTNER AND CHIEF FINANCIAL OFFICER
TEN PRINCETON AVENUE
ROCKY HILL
NJ
United States
Tel:
(609) 357-1876
Fax:
(609) 423-0966
F***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RAGING CAPITAL FUND (QP), LP | Hedge Fund | $38.6M | $1.0M | 231 |
| RAGING CAPITAL OPPORTUNITY FUND IV, LLC | SPV | $0.2M | $0.0M | 43 |
| RAGING CAPITAL OPPORTUNITY FUND VIII, LLC | SPV | $2.8M | $0.0M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WASCH, FREDERICK, CHILDRESS | Individual | – | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | 04/2011 | < 5% |
| MARTIN, WILLIAM, CHARLES | Individual | – | MANAGING MEMBER | 04/2006 | > 75% |