HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED
Adviser information for HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED last updated from Form ADV on October 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | India |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-127368 |
|---|---|
| SEC ERA File Number | 802-127368 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324468 |
| Legal Entity Identifier | 213800FBORP7LLHJM424 |
Principal Office
9-11 FLOORS, NESCO IT PARK BUILDING NO. 3WESTERN EXPRESS HIGHWAY, GOREGAON (EAST)
MUMBAI
India
Monday - Friday, 9.00 A.M. - 6.00 P.M. (IST)
Tel: 91 22 66145019, Fax: None
Chief Compliance Officer
SUMESH KUMAR
HEAD OF COMPLIANCE ADVISORY
9-11 FLOORS, NESCO IT PARK BUILDING
NO. 3 WESTERN EXPRESS HIGHWAY GOREGAON (EAST)
MUMBAI
India
Tel:
91 22 6614 5019
S************@*********N
(Full email address available in API data)
Industry Affiliates
| HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
| HSBC SECURITIES AND CAPITAL MARKETS (INDIA) PRIVATE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE HONGKONG AND SHANGHAI BANKING CORPORATION INDIA BRANCH | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HSBC AGGRESSIVE HYBRID FUND | INDIAN REGISTERED OPEN-END FUND | $560.6M | $0.0M | 124465 |
| HSBC ARBITRAGE FUND | INDIAN REGISTERED OPEN-END FUND | $224.8M | $0.0M | 71949 |
| HSBC BALANCED ADVANTAGE FUND | INDIAN REGISTERED OPEN-END FUND | $181.0M | $0.0M | 36585 |
| HSBC BANKING AND PSU DEBT FUND | INDIAN REGISTERED OPEN-END FUND | $580.8M | $0.0M | 4046 |
| HSBC BRAZIL FUND | INDIAN REGISTERED OPEN-END FUND | $4.1M | $0.0M | 2889 |
| HSBC BUSINESS CYCLES FUND | INDIAN REGISTERED OPEN-END FUND | $66.1M | $0.0M | 28133 |
| HSBC CONSERVATIVE HYBRID FUND | INDIAN REGISTERED OPEN-END FUND | $14.0M | $0.0M | 3844 |
| HSBC CORPORATE BOND FUND | INDIAN REGISTERED OPEN-END FUND | $864.5M | $0.0M | 13752 |
| HSBC CREDIT RISK FUND | INDIAN REGISTERED OPEN-END FUND | $15.8M | $0.0M | 1908 |
| HSBC CRISIL IBX 50-50 GILT PLUS SDL APR 2028 INDEX FUND | INDIAN REGISTERED OPEN-END FUND | $271.2M | $0.0M | 3624 |
| HSBC CRISIL IBX GILT JUNE 2027 INDEX FUND | INDIAN REGISTERED OPEN-END FUND | $33.7M | $0.0M | 983 |
| HSBC DYNAMIC BOND FUND | INDIAN REGISTERED OPEN-END FUND | $24.2M | $0.0M | 3029 |
| HSBC ELSS FUND | INDIAN REGISTERED OPEN-END FUND | $363.8M | $0.0M | 299574 |
| HSBC EQUITY SAVINGS FUND | INDIAN REGISTERED OPEN-END FUND | $16.9M | $0.0M | 6176 |
| HSBC FLEXI CAP FUND | INDIAN REGISTERED OPEN-END FUND | $379.9M | $0.0M | 137645 |
| HSBC FOCUSED FUND | INDIAN REGISTERED OPEN-END FUND | $160.2M | $0.0M | 54127 |
| HSBC GILT FUND | INDIAN REGISTERED OPEN-END FUND | $28.0M | $0.0M | 4354 |
| HSBC GLOBAL EMERGING MARKETS FUND | INDIAN REGISTERED OPEN-END FUND | $2.4M | $0.0M | 2204 |
| HSBC GLOBAL EQUITY CLIMATE CHANGE FUND OF FUND | INDIAN REGISTERED OPEN-END FUND | $36.8M | $0.0M | 6306 |
| HSBC INFRASTRUCTURE FUND | INDIAN REGISTERED OPEN-END FUND | $184.2M | $0.0M | 103661 |
| HSBC LARGE AND MIDCAP FUND | INDIAN REGISTERED OPEN-END FUND | $241.1M | $0.0M | 91467 |
| HSBC LARGE CAP FUND | INDIAN REGISTERED OPEN-END FUND | $171.3M | $0.0M | 85073 |
| HSBC LIQUID FUND | INDIAN REGISTERED OPEN-END FUND | $1,101.1M | $0.0M | 19867 |
| HSBC LOW DURATION FUND | INDIAN REGISTERED OPEN-END FUND | $54.2M | $0.0M | 7695 |
| HSBC MEDIUM DURATION FUND | INDIAN REGISTERED OPEN-END FUND | $87.6M | $0.0M | 3557 |
| HSBC MEDIUM TO LONG DURATION FUND | INDIAN REGISTERED OPEN-END FUND | $5.1M | $0.0M | 1503 |
| HSBC MIDCAP FUND | INDIAN REGISTERED OPEN-END FUND | $840.9M | $0.0M | 357654 |
| HSBC MONEY MARKET FUND | INDIAN REGISTERED OPEN-END FUND | $108.9M | $0.0M | 8920 |
| HSBC MULTI CAP FUND | INDIAN REGISTERED OPEN-END FUND | $153.5M | $0.0M | 31872 |
| HSBC NIFTY 50 INDEX FUND | INDIAN REGISTERED OPEN-END FUND | $20.1M | $0.0M | 10434 |
| HSBC NIFTY NEXT 50 INDEX FUND | INDIAN REGISTERED OPEN-END FUND | $7.1M | $0.0M | 5410 |
| HSBC OVERNIGHT FUND | INDIAN REGISTERED OPEN-END FUND | $384.1M | $0.0M | 4653 |
| HSBC SHORT DURATION FUND | INDIAN REGISTERED OPEN-END FUND | $440.6M | $0.0M | 11847 |
| HSBC SMALL CAP FUND | INDIAN REGISTERED OPEN-END FUND | $1,062.9M | $0.0M | 484910 |
| HSBC TAX SAVER EQUITY FUND | INDIAN REGISTERED OPEN-END FUND | $21.3M | $0.0M | 24892 |
| HSBC ULTRA SHORT DURATION FUND | INDIAN REGISTERED OPEN-END FUND | $268.7M | $0.0M | 10494 |
| HSBC VALUE FUND | INDIAN REGISTERED OPEN-END FUND | $961.1M | $0.0M | 294486 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HSBC SECURITIES AND CAPITAL MARKETS (INDIA) PRIVATE LTD | Foreign Entity | – | SOLE SHAREHOLDER | 12/2001 | > 75% |
| HSBC INVESTMENT BANK HOLDINGS BV | Foreign Entity | HSBC SECURITIES AND CAPITAL MARKETS (INDIA) PRIVATE LTD | SHAREHOLDER | 03/2001 | > 75% |
| HSBC HOLDINGS BV | Foreign Entity | HSBC INVESTMENT BANK HOLDINGS BV | SHAREHOLDER | 07/1987 | > 75% |
| HSBC FINANCE (NETHERLANDS) | Foreign Entity | HSBC HOLDINGS BV | SHAREHOLDER | 01/2000 | > 75% |
| HSBC HOLDINGS PLC | Foreign Entity | HSBC FINANCE (NETHERLANDS) | SHAREHOLDER | 12/1993 | > 75% |
| Thirumangalathu, Padmanabhan, NMN | Individual | – | CHIEF RISK OFFICER | 12/2015 | < 5% |
| Ramanathan, Shriram, NMN | Individual | – | CHIEF INVESTMENT OFFICER - FIXED INCOME | 11/2022 | < 5% |
| Manghat, Venugopal, NMN | Individual | – | CHIEF INVESTMENT OFFICER - EQUITY | 11/2022 | < 5% |
| Shahani, Indu, NMN | Individual | – | DIRECTOR | 10/2019 | < 5% |
| Ramakrishnan, Sumesh, Kumar | Individual | – | HEAD - COMPLIANCE ADVISORY | 02/2017 | < 5% |
| Shah, Chirag, Ramnik | Individual | – | CHIEF OPERATING OFFICER | 01/2022 | < 5% |
| Jain, Arun, Mahendra | Individual | – | CHIEF FINANCIAL OFFICER | 07/2010 | < 5% |
| Seth, Kapil | Individual | – | NON-EXECUTIVE DIRECTOR | 09/2023 | < 5% |
| Varma, Roopa | Individual | – | NON-EXECUTIVE DIRECTOR | 09/2023 | < 5% |
| Kulkarni, Kailash, NMN | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2022 | < 5% |