ARB FUND MANAGEMENT LLC
Adviser information for ARB FUND MANAGEMENT LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-127399 |
|---|---|
| SEC ERA File Number | 802-127399 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318311 |
| Legal Entity Identifier | None |
Principal Office
401 WEST SUPERIOR , SUITE 100CHICAGO
IL
United States
Monday - Friday, 8-4
Tel: 312-605-8012, Fax: None
Chief Compliance Officer
RJ THOMPSON
PRINCIPAL
401 WEST SUPERIOR STREET
CHICAGO
IL
United States
Tel:
312-605-8012
R********@*********M
(Full email address available in API data)
Industry Affiliates
| 303 ALTERNATIVES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| 303 SECURITIES, LP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ARB ASSET MANAGEMENT LLC | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARB ANDROMEDA SERIES | Hedge Fund | $2.3M | $0.1M | 5 |
| ARB ANDROMEDA SP | Hedge Fund | $0.5M | $0.1M | 1 |
| ATHENA SP - USD CLASS | Hedge Fund | $0.5M | $0.1M | 1 |
| ATHENA SP -EUR CLASS | Hedge Fund | $0.3M | $0.1M | 5 |
| CAUSALITY PRIME CAPITAL SERIES | Hedge Fund | $3.6M | $0.3M | 1 |
| EIGHTH WAVE PAIRS STRATEGY SERIES | Hedge Fund | $1.4M | $0.1M | 5 |
| KAI DEALER FLOW ALPHA GEN SERIES | Hedge Fund | $17.3M | $0.3M | 43 |
| KAI DEALER FLOW ALPHA GEN SP | Hedge Fund | $3.9M | $0.3M | 13 |
| KAI LONG VOLATILITY SERIES | Hedge Fund | $7.2M | $0.3M | 36 |
| KAI LONG VOLATILITY SP | Hedge Fund | $4.7M | $0.3M | 23 |
| KAI VOL NEUTRAL ALPHA GEN SERIES | Hedge Fund | $3.9M | $0.3M | 21 |
| KAI VOL NEUTRAL ALPHA GEN SP | Hedge Fund | $1.9M | $0.3M | 10 |
| KAI VOLATILITY MULTI STRATEGY SERIES | Hedge Fund | $24.3M | $0.3M | 50 |
| LEIBNIZ EDGE SERIES - INSTITUTIONAL 2X CLASS | Hedge Fund | $0.8M | $0.1M | 1 |
| LEIBNIZ EDGE SP - DISTRIBUTION 2X CLASS | Hedge Fund | $53.5M | $0.1M | 10 |
| LEIBNIZ EDGE SP - INSITUTIONAL 1X CLASS | Hedge Fund | $1.0M | $0.1M | 1 |
| LEIBNIZ EDGE SP - INSITUTIONAL 2X CLASS | Hedge Fund | $0.7M | $0.1M | 1 |
| REP CAPITAL TOTAL RETURN SERIES | Hedge Fund | $1.0M | $0.1M | 2 |
| ROBOSIG FX ALPHA GEN SERIES | Hedge Fund | $2.9M | $0.1M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KLIMEK, JOHN, M. | Individual | – | PRINCIPAL & CEO | 05/2019 | 10-25% |
| THOMPSON, STANLEY, JOHN | Individual | – | PRINCIPAL & CCO | 11/2021 | < 5% |
| Ceban, Vasile | Individual | – | CFO | 11/2021 | < 5% |
| HAPP, JERRY, R. | Individual | – | COO | 11/2022 | < 5% |
| DC JET INVESTMENTS | Domestic Entity | – | MEMBER | 09/2020 | 50-75% |
| Baazov, Amnon | Individual | DC JET INVESTMENTS | VICE PRESIDENT | 05/2014 | 25-50% |
| Passaglia, Adam, David | Individual | DC JET INVESTMENTS | PRESIDENT | 05/2014 | 25-50% |