HIGHMOUNT CAPITAL MANAGEMENT, LLC

Adviser information for HIGHMOUNT CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities VENTURE CAPITAL FUND MANAGER

Identifiers

SEC RIA File Number 802-127402
SEC ERA File Number 802-127402
SEC CIK Numbers 1958749
SEC CRD Numbers 324679
Legal Entity Identifier None

Principal Office

46 HOWARD STREET
SUITE 116
NEW YORK
NY
United States
Monday - Friday, 9-5 P.M.
Tel: 512-496-9531, Fax: None

Chief Compliance Officer

SCOTT FLUCKE
CHIEF OPERATING OFFICER & GENERAL COUNSEL
46 HOWARD STREET
SUITE 116
NEW YORK
NY
United States
Tel: 316-737-6472
(Full email address available in API data)

Industry Affiliates

HIGHMOUNT EXECUTIVES, LLC Sponsor, GP, manager of pooled investment vehicles
HIGHMOUNT GP, LLC Sponsor, GP, manager of pooled investment vehicles
HIGHMOUNT OPPORTUNITY FUND I GP, LLC Sponsor, GP, manager of pooled investment vehicles
HIGHMOUNT OPPORTUNITY FUND I, LP Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
HIGHMOUNT OPPORTUNITY FUND I, LP Venture Capital Fund $56.6M $1.0M 23

Control Persons

Name Type Entity Title Since Ownership
ILLIAN, JASON, BERNARD Individual CHIEF EXECUTIVE OFFICER 11/2022 50-75%
HAWKINS, DAVID, GARRETT Individual CHIEF INVESTMENT OFFICER 11/2022 50-75%

No. Employees, Historic

0002023202420250 on 1/30/20230 on 3/1/2024