KARMEL CAPITAL MANAGEMENT LLC
Adviser information for KARMEL CAPITAL MANAGEMENT LLC last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127495 |
|---|---|
| SEC ERA File Number | 802-127495 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307701 |
| Legal Entity Identifier | None |
Principal Office
512 VIA DE LA VALLESUITE 209
SOLANA BEACH
CA
United States
Monday - Friday, 9:00 TO 5:00 (PST)
Tel: 858-208-3588, Fax: None
Chief Compliance Officer
CHRISTIAN BUCKLEY
CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL
512 VIA DE LA VALLE
SUITE 209
SOLANA BEACH
CA
United States
Tel:
858-208-3588
C********@************M
(Full email address available in API data)
Industry Affiliates
| FF III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| KARMEL CAPITAL LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FF III LP | Private Equity Fund | $104.3M | $0.3M | 100 |
| KARMEL CAPITAL FOUNDERS FUND II LP | Private Equity Fund | $11.2M | $0.1M | 68 |
| KARMEL CAPITAL SOF LP | Private Equity Fund | $11.0M | $0.1M | 47 |
| KARMEL SOF SPV LP | Private Equity Fund | $10.3M | $0.1M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRAILEAN, JAMES, CHARLES | Individual | – | MANAGER AND OFFICER | 03/2020 | < 5% |
| NEUBERGER, SCOTT, LAWRENCE | Individual | – | MANAGER AND OFFICER | 03/2020 | < 5% |
| BUCKLEY, CHRISTIAN, CHECKLEY | Individual | – | CCO, GENERAL COUNSEL, & COO | 03/2020 | < 5% |
| BRAILEAN FAMILY TRUST DATED NOVEMBER 12, 2002, AS AMENDED | Domestic Entity | – | OWNER AND MEMBER | 03/2020 | 25-50% |
| NEUBERGER FAMILY TRUST DATED MAY 20, 2015 | Domestic Entity | – | OWNER AND MEMBER | 03/2020 | 25-50% |
| GEOSAM CAPITAL US LLC | Domestic Entity | – | OWNER AND MEMBER | 06/2021 | 10-25% |
| GEOSAM CAPITAL HOLDINGS ULC | Foreign Entity | GEOSAM CAPITAL US LLC | MEMBER | 06/2021 | > 75% |
| G2S2 CAPITAL INC. | Foreign Entity | GEOSAM CAPITAL HOLDINGS ULC | SHAREHOLDER | 06/2021 | > 75% |
| ARMOYAN, GEORGE, S. | Individual | GEOSAM CAPITAL US LLC | MANAGER | 06/2021 | |
| ARMOYAN, GEORGE, S. | Individual | GEOSAM CAPITAL HOLDINGS ULC | DIRECTOR | 06/2021 | |
| BRAILEAN, JAMES, CHARLES | Individual | – | TRUSTEE, BRAILEAN FAMILY TRUST DATED NOVEMBER 12, 2002 AS AMENDED | 11/2002 | 25-50% |
| NEUBERGER, SCOTT, LAWRENCE | Individual | – | TRUSTEE, NEUBERGER FAMILY TRUST DATED MAY 20, 2015 | 05/2015 | 25-50% |
| ARMOYAN, GEORGE, S. | Individual | G2S2 CAPITAL INC. | OWNER | 06/2021 | > 75% |