DAIWA INTERNATIONAL CAPITAL PARTNERS LIMITED
Adviser information for DAIWA INTERNATIONAL CAPITAL PARTNERS LIMITED last updated from Form ADV on June 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127502 |
|---|---|
| SEC ERA File Number | 802-127502 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325039 |
| Legal Entity Identifier | 254900WUQ9B9MU3LWC47 |
Principal Office
5 KING WILLIAM STREETLONDON
United Kingdom
Monday - Friday, 09:00 TO 17:30
Tel: +44 (0) 207 597 8624, Fax: None
Chief Compliance Officer
GREGOR SCOTT JACKSON
CHIEF EXECUTIVE OFFICER
5 KING WILLIAM STREET
LONDON
United Kingdom
Tel:
+44 (0) 7918 748286
G*************@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DAIWA ICP EUROPEAN INFRASTRUCTURE 1, L.P. | Private Equity Fund | $155.5M | $10.9M | 5 |
| DAIWA ICP EUROPEAN INFRASTRUCTURE 2, L.P. | Private Equity Fund | $0.0M | $10.9M | 2 |
| DAIWA ICP INFRASTRUCTURE INVESTMENTS 1 LP | Private Equity Fund | $50.2M | $10.9M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAIWA INTERNATIONAL INVESTMENT G.K. | Foreign Entity | – | DIRECT OWNER OF DAIWA INTERNATIONAL CAPITAL PARTNERS LIMITED | 10/2020 | 25-50% |
| DAIWA INTERNATIONAL HOLDINGS INC. | Foreign Entity | DAIWA INTERNATIONAL INVESTMENT G.K. | INDIRECT OWNER OF DAIWA INTERNATIONAL CAPITAL PARTNERS LIMITED | 10/2020 | 25-50% |
| DAIWA SECURITIES GROUP INC. | Foreign Entity | DAIWA INTERNATIONAL HOLDINGS INC. | INDIRECT OWNER OF DAIWA INTERNATIONAL CAPITAL PARTNERS LIMITED | 10/2020 | 25-50% |
| Jackson, Gregor Scott | Individual | – | CHIEF EXECUTIVE AND DIRECTOR | 10/2020 | 50-75% |