NEOS PARTNERS, LP
Adviser information for NEOS PARTNERS, LP last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-127504 |
|---|---|
| SEC ERA File Number | 802-127504 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323847 |
| Legal Entity Identifier | None |
Principal Office
4275 EXECUTIVE SQUARESUITE 800
LA JOLLA
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 858-727-9690, Fax: None
Chief Compliance Officer
COREY MILLETTE
CHIEF FINANCIAL OFFICER
4275 EXECUTIVE SQUARE
SUITE 800
LA JOLLA
CA
United States
Tel:
858-888-9650
C*************@***************M
(Full email address available in API data)
Industry Affiliates
| NEOS PARTNERS I EXPANSION GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEOS PARTNERS I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEOS PARTNERS I EXPANSION LP | Private Equity Fund | $111.1M | $0.0M | 10 |
| NEOS PARTNERS I LP | Private Equity Fund | $803.0M | $0.0M | 88 |
| NEOS PARTNERS I-A LP | Private Equity Fund | $4.1M | $0.0M | 15 |
| NEOS PARTNERS I-B LP | Private Equity Fund | $68.6M | $0.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEOS PARTNERS GP, LLC | Domestic Entity | – | GENERAL PARTNER | 08/2022 | < 5% |
| JONNA, PETER, JOSEPH | Individual | – | MANAGING PARTNER | 08/2022 | > 75% |
| BARBOUR, RUSSELL, Locke | Individual | – | CHIEF OPERATING OFFICER | 09/2022 | < 5% |
| JONNA, PETER, JOSEPH | Individual | NEOS PARTNERS GP, LLC | SOLE MEMBER | 08/2022 | > 75% |
| MILLETTE, COREY, ALEXANDRA | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 02/2024 | < 5% |