ROSEN CAPITAL ADVISORS, LLC

Adviser information for ROSEN CAPITAL ADVISORS, LLC last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-127595
SEC ERA File Number 802-127595
SEC CIK Numbers None
SEC CRD Numbers 161161
Legal Entity Identifier None

Principal Office

1991 BROADWAY, APT 4BCD
NEW YORK
NY
United States
Monday - Friday, 6AM TO 5PM
Tel: 310-573-8523, Fax: 888-625-5450

Chief Compliance Officer

KYLE ROSEN
PORTFOLIO MANAGER, PRESIDENT
C/O PANOPTIC FUND ADMINISTRATION
11835 W. OLYMPIC BLVD., SUITE 640E
LOS ANGELES
CA
United States
Tel: 310-573-8523
Fax: 888-625-5450
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ROSEN V PARTNERS, LP Hedge Fund $0.7M $0.5M 34

Control Persons

Name Type Entity Title Since Ownership
ROSEN, JOHN, KYLE Individual PRESIDENT 01/2012 > 75%

No. Employees, Historic

0002023202420250 on 3/6/20230 on 1/16/2024