OMNI ADVISORY LIMITED
Adviser information for OMNI ADVISORY LIMITED last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-127625 |
|---|---|
| SEC ERA File Number | 802-127625 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325492 |
| Legal Entity Identifier | 549300ONCWCMAPOTS180 |
Principal Office
3RD FLOOR, 22 OLD BOND STREETLONDON, ENGLAND
United Kingdom
Monday - Friday, 09.00 - 18.00
Tel: +4420 3540 1600, Fax: None
Websites
Chief Compliance Officer
RICHARD MAY
3RD FLOOR, 22 OLD BOND STREET
LONDON
United Kingdom
Tel:
02035401603
R****@*********K
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OMNI LIGHT LP | INVESTMENT VEHICLE | $2.6M | $0.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLARK, STEVEN, ANDREW | Individual | – | DIRECTOR | 05/2020 | > 75% |
| von broembsen-kluever, elissa, megan | Individual | – | DIRECTOR | 05/2020 | < 5% |
| May, Richard, Dixon | Individual | – | DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 05/2020 | < 5% |
| Gallagher-Powell, Charles, Edward | Individual | – | DIRECTOR | 03/2023 | < 5% |