ARBORETUM VENTURES, LLC
Adviser information for ARBORETUM VENTURES, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
303 DETROIT STREET, SUITE 301ANN ARBOR
MI
United States
Monday - Friday, 8:30 - 5:30
Tel: 734-998-3688, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| ARBORETUM INVESTMENT MANAGER II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARBORETUM INVESTMENT MANAGER IIA, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARBORETUM INVESTMENT MANAGER III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARBORETUM INVESTMENT MANAGER IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARBORETUM INVESTMENT MANAGER V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARBORETUM INVESTMENT MANAGER VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARBORETUM INVESTMENT MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARBORETUM VENTURES 1-A, LLC | Venture Capital Fund | $4.2M | $0.1M | 33 |
| ARBORETUM VENTURES 1, LLC | Venture Capital Fund | $6.3M | $0.1M | 56 |
| ARBORETUM VENTURES II, L.P. | Venture Capital Fund | $6.2M | $0.1M | 46 |
| ARBORETUM VENTURES IIA, L.P. | Venture Capital Fund | $1.4M | $0.1M | 4 |
| ARBORETUM VENTURES III, L.P. | Venture Capital Fund | $26.1M | $0.1M | 70 |
| ARBORETUM VENTURES IV, LP | Venture Capital Fund | $114.9M | $0.3M | 60 |
| ARBORETUM VENTURES V, LP | Venture Capital Fund | $228.1M | $0.3M | 75 |
| ARBORETUM VENTURES VI, LP | Venture Capital Fund | $260.4M | $0.0M | 77 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARFINKLE, JAN, LYNN | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2023 | 25-50% |
| MARSHALL, MARCY, LYNN | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |
| GARFINKLE, JAN, LYNN | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER, LLC | 02/2003 | 50-75% |
| PETERSEN, TIMOTHY, BRUCE | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER, LLC | 02/2003 | 25-50% |
| GARFINKLE, JAN, LYNN | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER II, LLC | 03/2007 | 50-75% |
| PETERSEN, TIMOTHY, BRUCE | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER II, LLC | 03/2007 | 25-50% |
| GARFINKLE, JAN, LYNN | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER III, LLC | 01/2011 | 25-50% |
| PETERSEN, TIMOTHY, BRUCE | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER III, LLC | 01/2011 | 25-50% |
| ARBORETUM INVESTMENT MANAGER II, LLC | Domestic Entity | – | MANAGER, ARBORETUM INVESTMENT MANAGER IIA, LLC | 04/2008 | > 75% |
| GARFINKLE, JAN, LYNN | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER IV, LLC | 06/2015 | 25-50% |
| PETERSEN, TIMOTHY, BRUCE | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER IV, LLC | 06/2015 | 25-50% |
| McCreadie, Paul, Ernest | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER IV, LLC | 06/2015 | 10-25% |
| GARFINKLE, JAN, LYNN | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER V, LLC | 02/2019 | 25-50% |
| PETERSEN, TIMOTHY, BRUCE | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER V, LLC | 02/2019 | 25-50% |
| SHEHAB, THOMAS, MICHAEL | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER V, LLC | 02/2019 | 25-50% |
| GARFINKLE, JAN, LYNN | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER VI, LLC | 07/2022 | 25-50% |
| SHEHAB, THOMAS, MICHAEL | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER VI, LLC | 07/2022 | 10-25% |
| McCreadie, Paul, Ernest | Individual | – | CHIEF OPERATING OFFICER | 01/2023 | 10-25% |
| GARFINKLE, JAN, LYNN | Individual | ARBORETUM INVESTMENT MANAGER II, LLC | MANAGER | 03/2007 | 50-75% |
| PETERSEN, TIMOTHY, BRUCE | Individual | ARBORETUM INVESTMENT MANAGER II, LLC | MANAGER | 03/2007 | 25-50% |
| Kidle, Daniel, Mclean | Individual | – | MANAGER | 01/2023 | 25-50% |
| Kidle, Daniel, Mclean | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER VI, LLC | 07/2022 | 10-25% |
| SHEHAB, THOMAS, MICHAEL | Individual | – | MANAGER | 01/2023 | 25-50% |
No. Employees, Historic
Holdings
From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| INOGEN INC | COM | 2M | 330K | – |