Hedge Fund Database

NEW GENERATION ADVISORS, LLC

Adviser information for NEW GENERATION ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services –
Compensation –
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-127638
SEC ERA File Number 802-127638
SEC CIK Numbers 1107211
SEC CRD Numbers 109776
Legal Entity Identifier 549300DYCETI111RLJ21

Principal Office

13 ELM STREET
SUITE 2
MANCHESTER
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 978-704-6200, Fax: 978-704-6210

Websites

www.newgenerationadvisors.com

Chief Compliance Officer

GEORGE PUTNAM, III
PRESIDENT
13 ELM STREET
SUITE 2
MANCHESTER
MA
United States
Tel: 978-704-6201
Fax: 978-704-6210
(Full email address available in API data)

Industry Affiliates

BOSTON FAMILY OFFICE LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
NEW GENERATION LIMITED PARTNERSHIP Hedge Fund $16.4M $0.5M 79
NEW GENERATION TURNAROUND FUND (BERMUDA) LP Hedge Fund $25.0M $1.0M 107

Control Persons

Name Type Entity Title Since Ownership
PUTNAM, GEORGE Individual – PRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF RISK OFFICER 08/1988 50-75%
DENT, FREDERICK, BAILY Individual – MINORITY OWNER 01/2012 10-25%
BEALS, DARREN, LEON Individual – MINORITY OWNER 08/2013 5-10%
KOONTZ, MARK, CHRISTOPHER Individual – MINORITY OWNER 02/2014 5-10%

No. Employees, Historic

0002023202420250 on 3/13/20230 on 3/15/20230 on 3/26/2024

Holdings

From latest 13F, filed November 16th, 2020 for period ending September 30th, 2020
Name Class Value $USD # Shares Private Fund
AMBAC FINANCIAL GROUP, INC COMMON 3K 227K NONE
AMBAC FINANCIAL GROUP, INC 16.6700EXP04/30/2023 COMMON 2K 340K NONE
AMPLIFY ENERGY COMMON 316 370K NONE
BLUELINX HLDGS INC COMMON 2K 107K NONE
BONANZA CREEK ENERGY, INC COMMON 1K 55K NONE
CIVEO CORP COMMON 3K 5M NONE
CORNERSTONE BUILDING BRANDS INC COMMON 5K 606K NONE
CUMULUS MEDIA INC CL A 1K 192K NONE
DIGICEL GROUP 0.5 LTD NOTE 130 1M NONE
EPR PROPERTIES COMMON 2K 80K NONE
GENWORTH FINANCIAL INC CL A 9K 3M NONE
GLOBALSTAR, INC COMMON 3K 9M NONE
IHEARTMEDIA, INC CL A 1K 139K NONE
IMAX CORP COMMON 2K 169K NONE
NATIONAL CINEMEDIA INC COMMON 3K 973K NONE
P G & E CORP COMMON 3K 283K NONE
PENN VIRGINIA CORP COMMON 1K 121K NONE
SANDRIDGE ENERGY, INC COMMON 1K 865K NONE
SELECT INTERIOR CONCEPTS, INC CL A 2K 270K NONE
SILVERBOW RESOURCES, INC COMMON 584 149K NONE
TETRA TECHNOLOGIES INC COMMON 592 1M NONE
VISTRA CORP 35.0000 EXP02/02/2024 COMMON 37 65K NONE