TREATY OAK EQUITY LLC
Adviser information for TREATY OAK EQUITY LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127804 |
|---|---|
| SEC ERA File Number | 802-127804 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300338 |
| Legal Entity Identifier | None |
Principal Office
1012 RIO GRANDE STAUSTIN
TX
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 512-980-4575, Fax: None
Chief Compliance Officer
BENJAMIN WILLIAMS
CHIEF COMPLIANCE OFFICER
1012 RIO GRANDE ST
AUSTIN
TX
United States
Tel:
512-980-4575
W*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TREATY OAK CAJUN HOLDINGS LP | Private Equity Fund | $12.0M | $0.0M | 36 |
| TREATY OAK FORENSICS HOLDINGS LP | Private Equity Fund | $10.0M | $0.0M | 32 |
| TREATY OAK HVAC HOLDINGS LP | Private Equity Fund | $1.9M | $0.0M | 25 |
| TREATY OAK PROMO HOLDINGS LP | Private Equity Fund | $18.8M | $0.0M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MASON, CHRISTOPHER, STEELE | Individual | – | MANAGING DIRECTOR | 11/2018 | < 5% |
| PETTY ANCHOR, LP | Domestic Entity | – | MEMBER | 11/2018 | 50-75% |
| MEH CAPITAL L.P. | Domestic Entity | – | MEMBER | 11/2018 | 25-50% |
| Williams, Benjamin | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 11/2018 | 5-10% |
| PETTY ANCHOR GP, LLC | Domestic Entity | PETTY ANCHOR, LP | GENERAL PARTNER | 11/2018 | |
| KITTIWAKE CAPITAL, LLC | Domestic Entity | MEH CAPITAL L.P. | GENERAL PARTNER | 11/2018 | |
| Butt, Charles, Clarence | Individual | KITTIWAKE CAPITAL, LLC | LIMITED PARTNER | 11/2018 | > 75% |