LAKE CAPITAL MANAGEMENT LLC
Adviser information for LAKE CAPITAL MANAGEMENT LLC last updated from Form ADV on December 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127824 |
|---|---|
| SEC ERA File Number | 802-127824 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159508 |
| Legal Entity Identifier | None |
Principal Office
980 NORTH MICHIGAN AVENUESUITE 1300
CHICAGO
IL
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 312-640-7050, Fax: 312-640-7051
Websites
Chief Compliance Officer
MICHAEL J. HAYES
CHIEF FINANCIAL OFFICER
980 NORTH MICHIGAN AVENUE
SUITE 1300
CHICAGO
IL
United States
Tel:
312-513-5619
M*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LAKE CAPITAL PARTNERS II LP | Private Equity Fund | $5.3M | $5.0M | 44 |
| LAKE CAPITAL PARTNERS LP | Private Equity Fund | $26.0M | $5.0M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRAUNKE, TERENCE, MICHAEL | Individual | LAKE CREEK, LLC | SOLE MEMBER | 06/2001 | > 75% |
| GRAUNKE, TERENCE, MICHAEL | Individual | – | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 06/2001 | < 5% |
| YOVOVICH, PAUL, GEORGE | Individual | – | PRESIDENT AND MEMBER | 06/2001 | 50-75% |
| HAYES, MICHAEL, JOHN | Individual | – | CHIEF FINANCIAL OFFICER | 04/2005 | < 5% |
| LAKE CREEK, LLC | Domestic Entity | – | MEMBER | 06/2001 | 50-75% |
| HAYES, MICHAEL, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2012 | < 5% |