WORDEN CAPITAL ADVISORS
ASCENSION PRIVATE WEALTH ADVISORS INC. Legal Name
Adviser information for WORDEN CAPITAL ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Lawyer or law firm |
Identifiers
| SEC RIA File Number | 802-127859 |
|---|---|
| SEC ERA File Number | 802-127859 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309895 |
| Legal Entity Identifier | None |
Principal Office
425 46TH STBROOKLYN
NY
United States
Monday - Friday, 9:00AM TO 4:30PM
Tel: 917-327-3788, Fax: 917-327-3788
Chief Compliance Officer
MICHAEL ALAMO
CEO
425 46TH ST
BROOKLYN
NY
United States
Tel:
917-327-3788
Fax:
917-327-3788
M************@************M
(Full email address available in API data)
Industry Affiliates
| ALAMO MANAGEMENT | Other investment adviser, including financial planners |
| ALAMO MANAGEMENT | Sponsor, GP, manager of pooled investment vehicles |
| WC MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WCM VENTURES ALPHA FUND II LLC | Venture Capital Fund | $3.6M | $0.1M | 0 |
| WCM VENTURES ALPHA FUND LLC | Venture Capital Fund | $1.0M | $0.1M | 97 |
| WCM VENTURES FUND LLC | Venture Capital Fund | $2.1M | $0.1M | 57 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALAMO ACQUISITIONS, LLC | Domestic Entity | – | HOLDING COMPANY | 10/2021 | > 75% |
| ALAMO, MICHAEL, JOHN | Individual | ALAMO ACQUISITIONS, LLC | CEO | 10/2021 | > 75% |
| ALAMO, MICHAEL, JOHN | Individual | – | CEO/CCO | 10/2021 | < 5% |