EXPA EC3 MGMT, LLC

Adviser information for EXPA EC3 MGMT, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-127862
SEC ERA File Number 802-127862
SEC CIK Numbers 1815648
SEC CRD Numbers 323655
Legal Entity Identifier None

Principal Office

660 4TH STREET, #193
SAN FRANCISCO
CA
United States
Monday - Friday, 9AM-5PM
Tel: 415-500-6680, Fax: None

Chief Compliance Officer

None

Industry Affiliates

EXPA EC3 GP, LLC Sponsor, GP, manager of pooled investment vehicles
EXPA-BCN MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
EXPA CAPITAL III, L.P. Venture Capital Fund $207.0M $0.0M 45
EXPA-BCN MANAGER, LLC Venture Capital Fund $4.8M $0.0M 13

Control Persons

Name Type Entity Title Since Ownership
Sanabria Chaves, Roberto Individual CHEIF FINANCIAL OFFICER 06/2020 < 5%
RMG REVOCABLE TRUST Domestic Entity MEMBER 06/2020 > 75%
Camp, Garrett, Matthew Individual RMG REVOCABLE TRUST TRUSTEE 09/2011

No. Employees, Historic

000202320240 on 3/31/2023