GRATITUDE RAILROAD
GRATITUDE RAILROAD, LLC Legal Name
Adviser information for GRATITUDE RAILROAD last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127916 |
|---|---|
| SEC ERA File Number | 802-127916 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325044 |
| Legal Entity Identifier | None |
Principal Office
4554 N FORESTDALE DRIVE E28PARK CITY
UT
United States
Monday - Friday, 9-5
Tel: 4156011597, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| GRATITUDE RAILROAD GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GRATITUDE RAILROAD VENTURES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GRATITUDE RAILROAD VENTURES, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALLHERE SERIES A PREFERRED; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.2M | $0.0M | 9 |
| ALLHERE SERIES SEED PREFERRED; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.9M | $0.0M | 12 |
| ATLAS IMPACT FUND GP, LLC; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.3M | $0.0M | 12 |
| ATLAS ORGANICS; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 7 |
| B THE CHANGE MEDIA; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 3 |
| BLACKDIRT CONVERTIBLE NOTE; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.0M | 7 |
| BLACKDIRT SERIES A PREFERRED - 2; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 10 |
| BLACKDIRT SERIES A PREFERRED; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 3 |
| BLUE OCEAN GEAR - SERIES SEED; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.3M | $0.0M | 5 |
| BRIGHT UP; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.0M | 5 |
| CADENCE HEALTH SERIES B (2018); SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.4M | $0.0M | 5 |
| CADENCE HEALTH SERIES B (2019); SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.3M | $0.0M | 10 |
| CAPSHIFT; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.0M | 2 |
| CARALLEL, LLC - SERIES A-1; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.1M | 1 |
| CARALLEL, LLC - SERIES A-2; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.6M | $0.0M | 7 |
| CLEAR BALLOT; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.2M | $0.1M | 1 |
| CONSCIOUS COMPANY MAGAZINE; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 3 |
| CYAN CAPITAL PARTNERS; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 9 |
| EVERYTABLE SERIES A PREFERRED-2; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.1M | 1 |
| EVERYTABLE SERIES A PREFERRED; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.1M | 1 |
| FIRST WOMEN'S BANK; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.8M | $0.0M | 5 |
| GLACIER - SERIES SEED 2; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.6M | $0.0M | 11 |
| GOODR SERIES A; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $1.1M | $0.0M | 16 |
| GRADUATION ALLIANCE; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 6 |
| GRATITUDE INCLUSIVE CAPITAL FUND, LP | Venture Capital Fund | $5.8M | $0.3M | 19 |
| GRATITUDE RAILROAD PARTNERS FUND, LP | Venture Capital Fund | $6.6M | $0.1M | 38 |
| HELLO THERMA - SERIES A-1; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.1M | 1 |
| HELLO THERMA - SERIES A-2; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.0M | 10 |
| HELLO THERMA - SERIES SEED 2; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.5M | $0.0M | 11 |
| KENZIE ACADEMY SEED; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 14 |
| KENZIE ACADEMY SERIES A; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 8 |
| LOLIWARE; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.3M | $0.0M | 6 |
| MAE HEALTH, INC - SERIES SEED; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.0M | 6 |
| MANGO MATERIALS SERIES A-1; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $1.3M | $0.0M | 11 |
| MANGO MATERIALS SERIES B; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.5M | $0.0M | 14 |
| MISFITS - COMMON & SER C1 -2; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.0M | 4 |
| MISFITS - COMMON & SER C1-3; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $1.2M | $0.0M | 11 |
| MISFITS - COMMON & SER C1-4; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.1M | 1 |
| MISFITS - COMMON & SER C1; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.2M | $0.0M | 8 |
| NATURAL CAPITAL EXCHANGE; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.4M | $0.0M | 6 |
| NCX SERIES COMMON STOCK; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.0M | 3 |
| OCEAN'S HALO CN; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 1 |
| OCEAN'S HALO; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.2M | $0.0M | 4 |
| PALLET PBC - JAN 2023 CN; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.0M | 6 |
| PALLET SERIES A PREFERRED; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.3M | $0.0M | 6 |
| PALLET SERIES COMMON STOCK; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.2M | $0.1M | 2 |
| PIGEONLY REVENUE BASED LOAN 1; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.7M | $0.0M | 7 |
| PIGEONLY REVENUE BASED LOAN 2; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.6M | $0.0M | 6 |
| PIGEONLY SAFE; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.2M | $0.0M | 8 |
| RECOMPOSE SER A-3; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.0M | 2 |
| RECOMPOSE; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $1.0M | $0.0M | 5 |
| SMARTLAM ENTERPRISES - LOAN 1; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.3M | $0.1M | 3 |
| SMARTLAM ENTERPRISES - LOAN 2; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.2M | $0.0M | 8 |
| SMARTLAM MEMBERSHIP SHARES; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $1.5M | $0.0M | 16 |
| SOLSTICE BRIDGE (2020); SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 8 |
| SOLSTICE BRIDGE (2021); SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 4 |
| STOM SENSOR; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 9 |
| THE RENEWAL WORKSHOP SERIES A1; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 11 |
| THE RENEWAL WORKSHOP SERIES A2; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 4 |
| THE RENEWAL WORKSHOP SERIES A3; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 8 |
| TWENTYEIGHT HEALTH, INC - SAFE; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.3M | $0.0M | 7 |
| ULTRANAUTS INC - 2019 SERIES A; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 2 |
| ULTRANAUTS INC - SERIES A-1; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.0M | $0.0M | 2 |
| WASTED PBC; SERIES - GRATITUDE RAILROAD VENTURES, LLC | Venture Capital Fund | $0.1M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Knowles, Thomas, John | Individual | – | CEO, MEMBER | 01/2015 | 5-10% |
| Saul Butler, Rebekah | Individual | – | CEO, MEMBER | 08/2023 | < 5% |