MONOCEROS ASSET MANAGEMENT LTD.
MONOCEROS LTD. Legal Name
Adviser information for MONOCEROS ASSET MANAGEMENT LTD. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-127954 |
|---|---|
| SEC ERA File Number | 802-127954 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326488 |
| Legal Entity Identifier | None |
Principal Office
5TH FLOOR MONACO TOWERS 2, 11 DR ROYS DRIVEGEORGE TOWN, GRAND CAYMAN
Cayman Islands
Monday - Friday, 9AM - 5PM
Tel: 1 345 922 4197, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MONOCEROS M50 (CAYMAN) FEEDER LTD. | Hedge Fund | $0.0M | $0.5M | 3 |
| MONOCEROS M50 (U.S.) FEEDER LP | Hedge Fund | $0.0M | $0.5M | 1 |
| MONOCEROS M50 MASTER FUND LTD. | Hedge Fund | $0.0M | $0.5M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Nowakowski, Christian, Tyler | Individual | MONOCEROS HOLDINGS (CAYMAN) LTD. | OWNER | 10/2020 | > 75% |
| MONOCEROS HOLDINGS (CAYMAN) LTD. | Foreign Entity | – | OWNER | 10/2020 | > 75% |
| Nowakowski, Christian, Tyler | Individual | – | DIRECTOR; PRINCIPAL; PORTFOLIO MANAGER; CHIEF EXECUTIVE OFFICER | 10/2020 | < 5% |
| Thomas, Charles, Michael | Individual | – | DIRECTOR | 10/2020 | < 5% |