SOCORRO VENTURES
SCALE VENTURE DEVELOPMENT INCORPORATED Legal Name
Adviser information for SOCORRO VENTURES last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | New Mexico, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | VENTURE CAPITAL MANAGER |
Identifiers
| SEC RIA File Number | 802-127962 |
|---|---|
| SEC ERA File Number | 802-127962 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325149 |
| Legal Entity Identifier | None |
Principal Office
1019B CALIFORNIA STSOCORRO
NM
United States
Monday - Friday, 8:00-17:00
Tel: 575 418 8276, Fax: None
Websites
Chief Compliance Officer
THOMAS J STEPHENSON
BOARD MEMBER OF THE GENERAL PARTNER
317 COMMERCIAL STREET NE
ALBUQUERQUE
NM
United States
Tel:
5054537425
T**********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SOCORRO VENTURES FUND I | Venture Capital Fund | $2.1M | $0.1M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ostergren, Warren, J | Individual | – | BOARD MEMBER | 01/2021 | < 5% |
| NMT UNIVERSITY RESEARCH PARK CORP | Domestic Entity | – | SHAREHOLDER | 09/2019 | > 75% |
| STEPHENSON, THOMAS, JAMES | Individual | – | BOARD MEMBER | 09/2019 | < 5% |
| Anselmo, Peter, C | Individual | – | BOARD MEMBER | 09/2019 | 5-10% |
| Darlene, Kilburn, Rose | Individual | – | FUND ADMINISTRATOR | 06/2021 | < 5% |
| NEW MEXICO INSTITUTE OF MINING AND TECHNOLOGY | Domestic Entity | NMT UNIVERSITY RESEARCH PARK CORP | SHAREHOLDER | 01/2004 | > 75% |