THE WICKS GROUP OF COMPANIES III, LLC
Adviser information for THE WICKS GROUP OF COMPANIES III, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128005 |
|---|---|
| SEC ERA File Number | 802-128005 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157918 |
| Legal Entity Identifier | None |
Principal Office
410 PARK AVENUESUITE 510
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: NA, Fax: NA
Chief Compliance Officer
DANIEL KORTICK
MANAGING PARTNER
410 PARK AVENUE
SUITE 510
NEW YORK
NY
United States
Tel:
917-821-7669
Fax:
NA
D*************@*************M
(Full email address available in API data)
Industry Affiliates
| WICKS CAPITAL MANAGEMENT IV, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WICKS CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $134.9M | $5.0M | 43 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KORTICK, DANIEL, MARK | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 11/2005 | 25-50% |
| KLOSK, CRAIG, BRUCE | Individual | – | MANAGING MEMBER | 01/1989 | 25-50% |
| BLACK, DANIEL, LAMARR | Individual | – | MANAGING MEMBER | 06/2003 | 25-50% |
| VONZUBEN, MAX, MORRELL | Individual | – | MANAGING MEMBER | 07/2004 | < 5% |