PP PORTFOLIO MANAGEMENT LIMITED
Adviser information for PP PORTFOLIO MANAGEMENT LIMITED last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | British Virgin Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128068 |
|---|---|
| SEC ERA File Number | 802-128068 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326785 |
| Legal Entity Identifier | None |
Principal Office
COMMENCE CHAMBERSROAD TOWN, TORTOLA
British Virgin Islands
Monday - Friday, 9 AM TO 5 PM
Tel: +1 284 494 2873, Fax: +1 284 494 2889
Chief Compliance Officer
KEVIN YUK-LUNG CHAN
33/F THREE PACIFIC PLACE
1 QUEEN'S ROAD EAST
HONG KONG
Hong Kong
Tel:
+852 3719 3376
Fax:
+852 2981 0881
K*****@******M
(Full email address available in API data)
Industry Affiliates
| PACIFIC ALLIANCE ASSOCIATES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PAG | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PP PORTFOLIO MANAGEMENT HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 02/2023 | > 75% |
| PA-PORTFOLIO SECRETARIES LIMITED | Foreign Entity | – | DIRECTOR | 02/2023 | < 5% |
| LEWIS, JON, ROBERT | Individual | – | DIRECTOR | 02/2023 | < 5% |
| CRANE, DEREK, ROY | Individual | – | GROUP CHIEF OPERATING OFFICER | 12/2010 | < 5% |
| Chan, Kevin, Yuk Lung | Individual | – | GROUP HEAD OF COMPLIANCE | 01/2017 | < 5% |
| Salathe, Gregory, Robert | Individual | – | GROUP GENERAL COUNSEL | 05/2022 | < 5% |
| PAG CHINA SPECIAL SITUATIONS LLC | Foreign Entity | PP PORTFOLIO MANAGEMENT HOLDINGS LIMITED | SHAREHOLDER | 02/2023 | > 75% |
| PACIFIC ALLIANCE GROUP LIMITED | Foreign Entity | PAG CHINA SPECIAL SITUATIONS LLC | SHAREHOLDER | 06/2017 | > 75% |
| PAG | Foreign Entity | PACIFIC ALLIANCE GROUP LIMITED | SHAREHOLDER | 12/2010 | > 75% |
| SHAN, WEIJIAN | Individual | PAG | SHAREHOLDER | 12/2022 | 25-50% |