LAURIUM CAPITAL (PTY) LTD
Adviser information for LAURIUM CAPITAL (PTY) LTD last updated from Form ADV on May 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | APRIL |
| Legal Location | South Africa |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-128072 |
|---|---|
| SEC ERA File Number | 802-128072 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326795 |
| Legal Entity Identifier | 3789002E0312089DD253 |
Principal Office
90 GRAYSTON DRIVE, NINTH FLOORSANDOWN, SANDTON
JOHANNESBURG, GAUTENG
South Africa
Monday - Friday, 9AM-5PM
Tel: +27 11 263 7700, Fax: None
Chief Compliance Officer
MARK PRESTON
CHIEF OPERATING OFFICER, DIRECTOR
90 GRAYSTON DRIVE, NINTH FLOOR
SANDOWN, JOHANNESBURG
South Africa
Tel:
+27 11 263 7700
M***********@*****************M
(Full email address available in API data)
Industry Affiliates
| LAURIUM CAPITAL INTERNATIONAL GP LTD | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LAURIUM CHOBE MASTER FUND LP | Hedge Fund | $33.3M | $0.1M | 16 |
| LAURIUM LIMPOPO MASTER FUND LP | Hedge Fund | $147.5M | $0.1M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Winckler, Murray, David | Individual | – | DIRECTOR AND SHAREHOLDER | 01/2008 | 10-25% |
| Vorwerg, Gavin, John | Individual | – | DIRECTOR AND SHAREHOLDER | 01/2008 | 25-50% |
| Preston, Mark, Dale | Individual | – | DIRECTOR, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, AND SHAREHOLDER | 03/2011 | 5-10% |
| Thomas, Brian | Individual | – | DIRECTOR AND SHAREHOLDER | 09/2017 | 5-10% |